2025 INSC 412
SUPREME COURT OF INDIA
(HON’BLE DIPANKAR DATTA, J. AND
HON’BLE MANMOHAN, JJ.)
STATE OF JHARKHAND
& ORS.
Appellants
VERSUS
RUKMA KESH MISHRA
Respondent
Civil Appeal No......................OF
2025 [Arising Out Of Slp (C) No. 19223 OF 2024]-Decided on 28-03-2025
Service
Law
(A) Constitution
of India, Article 311 - Civil Services (Classification, Control and Appeal)
Rules, 1930, Rule 55 – Jharkhand Government Servants (Classification, Control
and Appeal) Rules 2016, Rule 14(xi), 18(7) – Service Law - Dismissal -
Whether the order by which the respondent was dismissed from service, following
disciplinary proceedings, should have been interdicted by the High Court on the
specious ground that the charge-sheet had not been approved by the Chief
Minister of Jharkhand? - Not in dispute that at the time the appellants
resolved to initiate disciplinary proceedings against the respondent, the 1930
Rules were in force - Rule 55 reveals that it does not expressly specify the
authority, who is competent to issue the charge-sheet - During the pendency of
the disciplinary proceedings against the respondent, the 2016 Rules came into
force with effect from 3rd February, 2016 – Sub rule 3 of rule 32 of the Rules,
2016 on 'Repeal and Savings' saved actions taken under the 1930 Rules - In the
light thereof, although the disciplinary authority of the respondent had
initiated disciplinary proceedings against him under the 1930 Rules, there was
no obligation to take such proceedings to a logical conclusion in terms of the
2016 Rules - If the 2016 Rules contemplated additional safeguards over and
above what were provided by the 1930 Rules, it is debatable whether the charged
officer could, as of right, claim such safeguards to be extended though nothing
prevents the disciplinary authority in its discretion to extend the same -
Initiation of disciplinary proceedings against the respondent having the
approval of the Chief Minister dated 21st March, 2014 - The draft charge-sheet
was part of the proposal dated 13th January, 2014 - Once the draft charge-sheet
was on record before the Chief Minister, approval of the proposal to initiate
disciplinary proceedings should have been read as including the Chief
Minister's assent not only to the draft charge-sheet, as drawn up, but also to
the other proposals to suspend the respondent as well as appointment of an
inquiry officer and presenting officer - In such circumstances, reference by
the Division Bench to Rule 17(3) of the 2016 Rules appears to be wholly
misplaced since the charge-sheet was not issued under such sub-Rule – Held that
an erroneous approach having been adopted by the High Court while dealing with
the writ petition as well as the intra-court appeal rendering its decision
liable to interdiction in appeal – Impugned order of the Division Bench as well
as the judgment and order of the Single Judge are set aside, resulting in the
respondent's writ petition on the file of the High Court being dismissed. (Para
17 to 19, 29 to 32, 39, 40, 43)
(B) Constitution
of India, Article 311 – Service Law - Article 311 - What is the
requirement of Article 311 of the Constitution and who should 'draw up' or
'cause to draw up' the charge-sheet? – Held that the phrases 'draw up' and
'cause to be drawn up' do have different meanings in the context of disciplinary
proceedings, though both relate to drawing up of a charge-sheet - By 'draw up',
what is express is that the Disciplinary Authority itself is responsible for
preparing the substance of imputation and the statement of allegations in
support thereof, whereas 'cause to be drawn up' would enable the Disciplinary
Authority to instruct or direct someone else to prepare the substance and
statement - The effect of it is that the Disciplinary Authority itself may not
prepare the document but rather delegate the task to someone else - If the
delegation is proved to have been made in favour of an authority holding an
office superior to that of the officer/employee proposed to be proceeded
against, nothing much is required to be done and the courts ought to exercise restraint.
(33
and 36)
JUDGMENT
Dipankar Datta, J.
:- Leave
granted. The Appeal
2. Appellants - the State of
Jharkhand and three of its officers - assail the judgment and order dated 24th
November, 2023[impugned order] of a
Division Bench of the High Court of Jharkhand at Ranchi[High Court] in this civil appeal. By the impugned order, the Division Bench dismissed an intra-court appeal[LPA No. 572 of 2023]carried by the
appellants from the judgment and order dated 20th April, 2023 of a Single
Judge, allowing a writ petition[WP (S)
No. 4781 of 2017] instituted by the respondent - Rukma Kesh Mishra.
The Question
3. We are tasked to decide a
solitary legal question: whether the order by which the respondent was
dismissed from service, following disciplinary proceedings, should have been
interdicted by the High Court on the specious ground that the charge-sheet had not
been approved by the Chief Minister of Jharkhand[Chief Minister]?
Brief Resume of Facts
4. Facts giving rise to this
appeal are not too complicated. While the respondent had been functioning as a
civil service officer, it came to light that he had indulged in diverse
activities of dishonesty, financial irregularities, forgery of documents, etc.
constituting misconduct. It was proposed to proceed against him departmentally.
Along with the proposal dated 13th January, 2014, which was initiated by the appellant
no. 3 - the Deputy Commissioner, Koderma - seeking approval of initiation of
disciplinary proceedings, the draft charge-sheet containing 9 (nine) charges
proposed to be levelled against the respondent (contained in form ‘K') was
placed before the Chief Minister together with proposals that the respondent be
suspended from service with immediate effect and that in the inquiry to be
initiated against the respondent, the officers named therein be appointed as
the inquiry officer and the presenting officer. The Chief Minister approved all
the proposals on 21st March, 2014. On 31st March, 2014, the appellant no.2 -
Deputy Secretary to the Government of Jharkhand (Personnel, Administrative and
Rajbhasha Department) [relevant
department] - suspended the respondent from service. Appellant no.2
thereafter issued charge-sheet dated 4th April, 2014 under Rule 55 of the Civil
Services (Classification, Control and Appeal) Rules, 1930[1930 Rules] for the purpose of an inquiry to be conducted into the
respondent's conduct visà-vis the 9 (nine) articles of charges drawn up against
him. Respondent having denied and disputed the material allegations in the
charge-sheet, an inquiry came to be conducted with the appellant no.4 -
described in the array of appellants as the Departmental Enquiry-cum-Conducting
Officer - as the inquiry officer. Respondent duly participated in such inquiry
where after a report of inquiry was submitted by the appellant no.4 on 31st
July, 2015. Appellant no.4 held the respondent guilty of all but 3 (three) of
the charges. A second show cause notice was issued to the respondent on 11th
April, 2016, followed by a reminder. Respondent replied to the second show
cause notice on 24th September, 2016. Apropos a proposal containing detailed
reasons why the report of the appellant no.4 called for acceptance and the
respondent dismissed from service on proof of majority of the charges of
misconduct levelled against him, the
same was placed before the Cabinet of the State Government[Cabinet] in its meeting held on 13th June, 2017. The Cabinet
having approved such proposal, the respondent was dismissed from service vide
an order of the Governor contained in memo dated 16th June, 2017 issued by the
Joint Secretary of the relevant department. The order of dismissal recorded
that the Government had taken the decision to dismiss the respondent based on
proof of the charges against him in terms of Rule 14(xi) of the Jharkhand
Government Servants (Classification, Control and Appeal) Rules 2016[2016 Rules] and that under Rule 18(7)
thereof, due consent of the Jharkhand Public Service Commission for imposing
such punishment had been obtained.
5. After obtaining information
through the machinery provided by the Right to Information Act, 2005 that
approval of the Chief Minister being the competent authority has not been
"accorded at the time of issuing/signing of the memo of charge", the
respondent challenged the order of dismissal from service before the High Court
by invoking its writ jurisdiction primarily on the ground of absence of
approval by the Chief Minister at or about the time of issuance of the
charge-sheet. He also challenged the disciplinary proceedings on the grounds
that there was no application of mind and the appellants had failed to take
into consideration the entire facts and circumstances of the case; also, that
the punishment imposed was excessive and disproportionate to the allegations
levelled and gravity of the misconduct found proved. Accordingly, the
respondent prayed that by issuing a writ of certiorari, the order of dismissal
dated 16th June, 2017 be quashed and a mandamus be issued directing the
appellants to reinstate him in service.
The Judgments of the High Court
6. Perusal of the writ petition
(Annexure P22 of the paper book) does not reveal reference to any provision of
law premised whereon the respondent contended that the charge-sheet could not
have been issued without the approval of the Chief Minister, being the
competent authority in case of the respondent.
7. Be that as it may, it is only
on this ground that the writ petition of the respondent succeeded. The Single
Judge, who heard the writ petition, unequivocally recorded that initiation of
disciplinary proceedings against the respondent was duly approved by the
competent authority but "nowhere from the counter affidavit it appears
that Chargesheet was ever approved by the competent authority". Placing
reliance on the decisions of this Court in Union of India v. B.V. Gopinath[2014 (1) SCC 351] and State of Tamil
Nadu v. Promod Kumar, IAS[2018 (17) SCC
677], the Single Judge held that it is the "requirement of law that
charge has to be approved by the competent authority and the same was not done
here, which is dehorse (sic, dehors) the Rule". Based on such findings,
while quashing the order of dismissal the
Single Judge directed reinstatement of the respondent in service with all
consequential benefits. The writ petition, thus, stood allowed.
8. The Division Bench, while
dismissing the intra-court appeal of the appellants, proceeded to record the
following findings:
"12.
*** However, on scrutiny of the materials on record, we find that before a
decision was taken to start a departmental proceeding against the respondent
and Resolution dated 4th April 2014 was issued thereof, charge memo was already
prepared on 13th January 2014. Not only that, the competent authority had
accorded his approval to the charge memo on 21st March 2014. That is, before a
decision was taken to start the departmental proceeding against the respondent
and approval thereon of the competent authority was taken. Apparently, the
charge memo was incompetent and therefore the subsequent proceedings taken in
the departmental inquiry against the respondent were also rendered illegal.
13. In
view of this procedural error which is not a curable irregularity, the writ
Court rightly interfered with the termination order dated 16th June 2017".
After extracting paragraph 41 of
the decision in B. V. Gopinath (supra) and paragraph 21 of the decision in
Promod Kumar (supra), the Division Bench held the writ court's interference
with the order dated 6th June, 2017 to be perfectly valid and, accordingly,
dismissed the intra-court appeal.
Analysis and Reasons
9. We have heard Mr. Rajiv
Shankar Dvivedi, learned counsel for the appellants and Dr. Manish Singhvi,
learned senior counsel for the respondent, at some length.
10. Respondent, without
exhausting the alternative remedy of appeal/revision challenging the order of
dismissal from service, had invoked the writ jurisdiction before the High
Court. For reasons assigned hereafter, we find that the writ petition could
have been entertained by the High Court having regard to the jurisdictional
issue raised by the respondent.
11. A coordinate bench of this Court
in Union of India v. Kunisetty Satyanarayana[(2006)
12 SCC 28] has held that ordinarily no writ lies against a show cause
notice or charge-sheet. The reason is that a mere show-cause notice or
charge-sheet does not give rise to any cause of action, because it does not
amount to an adverse order affecting the rights of any party unless the same
has been issued by a person having no jurisdiction to do so (emphasis
supplied). Writ jurisdiction is discretionary jurisdiction and hence such
discretion under Article 226 should not ordinarily be exercised by quashing a
show-cause notice or charge-sheet. No doubt, in some very rare and exceptional
cases the High Court can quash a show cause notice or charge-sheet if it is
found to be wholly without jurisdiction or for some other reason it is wholly
illegal (emphasis supplied). However, ordinarily the High Court should not
interfere in such a matter.
12. Having read the decision in
Kunisetty Satyanarayana (supra), we are of the view that it was open to the
High Court to examine the question of jurisdiction to issue the charge-sheet to
the respondent since he had invoked the writ jurisdiction after suffering the
order of dismissal from service and not at an initial stage of the inquiry. The
writ petition, therefore, could not have been thrown out at the threshold.
13. Now, while addressing the
question arising for decision, it would be worthwhile to notice paragraphs '41'
and '21' of the decisions in B. V. Gopinath (supra) and Promod Kumar (supra),
respectively.
14. In B.V. Gopinath (supra),
this Court intervened and quashed the charge-sheet on the ground of want of the
Finance Minister's approval. Paragraph ‘41' reads as follows:
"41.
Disciplinary proceedings against the respondent herein were initiated in terms
of Rule 14 of the aforesaid Rules. Rule 14(3) clearly lays down that where it
is proposed to hold an inquiry against a government servant under Rule 14 or
Rule 15, the disciplinary authority shall draw up or cause to be drawn up the
charge-sheet. Rule 14(4) again mandates that the disciplinary authority shall
deliver or cause to be delivered to the government servant, a copy of the
articles of charge, the statement of the imputations of misconduct or
misbehaviour and the supporting documents including a list of witnesses by
which each article of charge is proposed to be proved. We are unable to
interpret this provision as suggested by the Additional Solicitor General, that
once the disciplinary authority approves the initiation of the disciplinary
proceedings, the charge-sheet can be drawn up by an authority other than the
disciplinary authority. This would destroy the underlying protection guaranteed
under Article 311(1) of the Constitution of India. Such procedure would also do
violence to the protective provisions contained under Article 311(2) which
ensures that no public servant is dismissed, removed or suspended without
following a fair procedure in which he/she has been given a reasonable
opportunity to meet the allegations contained in the charge-sheet. Such a
charge-sheet can only be issued upon approval by the appointing authority i.e.
Finance Minister".
(italics
in original)
15. B.V. Gopinath (supra) was
followed in Promod Kumar (supra). Paragraph '21' of the latter decision being
relevant, is quoted below:
"21.
It is clear that the approval of the disciplinary authority was taken for
initiation of the disciplinary proceedings. It is also clear from the affidavit
that no approval was sought from the disciplinary authority at the time when
the charge memo was issued to the delinquent officer. The submission made on
behalf of the appellant is that approval of the disciplinary authority for
initiation of disciplinary proceedings was sufficient and there was no need for
another approval for issuance of charge memo. The basis for such submission is
that initiation of disciplinary proceedings and issuance of charge memo are at
the same stage. We are unable to agree with the submission in view of the
judgment of this Court in B.V. Gopinath. In that case the charge memo issued to
Mr Gopinath under Rule 14(3) of the Central Civil Service (Classification,
Control and Appeal) Rules, 1965 was quashed by the Central Administrative Tribunal
on the ground that the Finance Minister did not approve it. The judgment of the
Tribunal was affirmed by the High Court. The Union of India, the appellant
therein submitted before this Court that the approval for initiation of the
departmental proceedings includes the approval of the charge memo. Such
submission was not accepted by this Court on an interpretation of Rule 14(3)
which provides that the disciplinary authority shall "draw up or cause to
be drawn up" the charge memo. It was held that if any authority other than
the disciplinary authority is permitted to draw the charge memo, the same would
result in destroying the underlying protection guaranteed under Article 311(2)
of the Constitution of India".
16. Having read excerpts from the
decisions in B. V. Gopinath (supra) and Promod Kumar (supra), heavily relied on
by the High Court for allowing the writ petition of the respondent, we propose
to first examine whether the law laid down therein had any application to the
facts pleaded in the writ petition and how far the same is relevant for
deciding this appeal. Next, we propose to consider whether, on facts,
initiation of disciplinary proceedings against the respondent suffered from any
infirmity warranting interference. Finally, we propose to consider the contours
of Article 311 of the Constitution and the legal requirements of who should
'draw up' or 'cause to draw up' the charge-sheet signifying initiation of
disciplinary proceedings against an officer/employee prima facie found to be
delinquent.
Applicability of B. V. Gopinath
(supra) And Promod Kumar (supra)
17. It is not in dispute that at
the time the appellants resolved to initiate disciplinary proceedings against
the respondent, the 1930 Rules were in force. The Single Judge noticed this
fact, although the Division Bench has not adverted to it. Under the 1930 Rules,
disciplinary proceedings could be initiated in terms of Rule 55[55. Without prejudice to the provisions of
the Public Servants Inquiries Act, 1850, no order of dismissal, removal,
compulsory retirement Vide Notification no.13213-A, dated the 17th October,
1957 (or reduction) shall be passed on a member of a Service (other than an
order based on facts which have led to his conviction in a criminal court or by
a Court-Martial) unless he has been informed in writing of the grounds on which
it is proposed to take action and has been afforded an adequate opportunity of
defending himself. The grounds on which it is proposed to take action shall be
reduced to the form of a definite charge or charges which shall be communicated
to the person charged together with a statement of the allegations on which
each charge is based and on any other circumstances which it is proposed to
take into consideration in passing orders on the case. He shall be required,
within a reasonable time, to put in a written statement of his defence and to
state whether he desires to be heard in person. If he so desires or if the
authority concerned so direct an oral inquiry shall be held. At that inquiry
oral evidence shall be heard as to such of the allegations as are not admitted,
and the person charged shall be entitled to cross-examine the witnesses, to
give evidence in person and to have such witnesses called, as he may wish,
provided that the officer, conducting the inquiry may, for special and
sufficient reasons to be recorded in writing, refuse to call a witness. The
proceedings shall contain a sufficient record of the evidence and a statement
of the findings and the grounds thereof.
=(==(==(=] thereof. The effect that Rule 55
would have on the merits of the plea raised by the respondent, in the ultimate
analysis, is what appears to be clinching.
18. Bare perusal of Rule 55
reveals that it does not expressly specify the authority, who is competent to
issue the charge-sheet. On the contrary, the decisions of this Court in B.V.
Gopinath (supra) and Promod Kumar (supra) dealt with different rules which
expressly specified who could issue the charge-sheet. We have noted with some
measure of disappointment that long-standing precedents of this Court, which
did lend sustenance to the impugned charge-sheet, were neither placed before
the Division Bench nor the Single Judge for consideration. This is one reason
why we are persuaded to interfere.
19. Respondent was a member of
the civil service of the State. Thus, he could legitimately claim that the
safeguards enshrined in Article 311 of the Constitution be scrupulously
followed prior to ordering his dismissal including drawing up a charge-sheet in
the manner required by the relevant law.
20. It would, therefore, be
profitable to note what is the law declared by this Court on the point as to
who can issue the charge-sheet.
21. As far back as in 1970, this
Court in State of Madhya Pradesh v. Shardul Singh[(1970) 1 SCC 108] held that Article 311(1) does not in terms
require that the authority empowered by that provision to dismiss or remove an
officer should initiate or conduct the inquiry. This decision could count as
the parent decision on the topic, declaring the law in paragraphs '6' and '10'.
The said paragraphs are quoted below for ease of understanding as to how
Article 311(1) was construed:
"6.
Article 311(1) provides that no person who is a member of Civil Service of the
Union or of an All-India Service or Civil Service of a State or holds civil
post under the Union or State shall be dismissed or removed by an authority
subordinate to that by which he was appointed. This Article does not in terms
require that the authority empowered under that provision to dismiss or remove
an official, should itself initiate or conduct the enquiry preceding the
dismissal or removal of the officer or even that that enquiry should be done at
its instance. The only right guaranteed to a civil servant under that provision
is that he shall not be dismissed or removed by an authority subordinate to
that by which he was appointed.
But it
is said on behalf of the respondent that that guarantee includes within itself
the guarantee that the relevant disciplinary inquiry should be initiated and
conducted by the authorities mentioned in the Article. The High Court has
accepted this contention. We have now to see whether the view taken by the High
Court is correct.
10. But
for the incorporation of Article 311 in the Constitution even in respect of
matters provided therein, rules could have been framed under Article 309. The
provisions in Article 311 confer additional rights on the civil servants. Hence
we are unable to agree with the High Court that the guarantee given under Article
311(1) includes within itself a further guarantee that the disciplinary
proceedings resulting in dismissal or removal of a civil servant should also be
initiated and conducted by the authorities mentioned in that Article".
(emphasis
supplied)
22. Then came the decision in P.
V. Srinivasa Sastry v. Comptroller and Auditor General[1993 (1) SCC 419], where this Court reiterated that a departmental
proceeding need not be initiated only by the appointing authority and that
initiation by a subordinate authority, in the absence of rules, is not
vitiated. We consider it appropriate to extract paragraph ‘4' hereunder:
"4.
Article 311(1) says that no person who is a member of a civil service of the
Union or an all-India service or a civil service of a State or holds civil post
under the Union or a State "shall be dismissed or removed by an authority
subordinate to that by which he was appointed". Whether this guarantee
includes within itself the guarantee that even the disciplinary proceeding
should be initiated only by the appointing authority? It is well known that
departmental proceeding consists of several stages: the initiation of the
proceeding, the inquiry in respect of the charges levelled against that
delinquent officer and the final order which is passed after the conclusion of
the inquiry. Article 311(1) guarantees that no person who is a member of a
civil service of the Union or a State shall be dismissed or removed by an
authority subordinate to that by which he was appointed. But Article 311(1) does
not say that even the departmental proceeding must be initiated only by the
appointing authority. However, it is open to Union of India or a State
Government to make any rule prescribing that even the proceeding against any
delinquent officer shall be initiated by an officer not subordinate to the
appointing authority. Any such rule shall not be inconsistent with Article 311
of the Constitution because it will amount to providing an additional safeguard
or protection to the holder of a civil post. But in absence of any such rule,
this right or guarantee does not flow from Article 311 of the Constitution. It
need not be pointed out that initiation of a departmental proceeding per se
does not visit the officer concerned with any evil consequences, and the framers
of the Constitution did not consider it necessary to guarantee even that to
holders of civil posts under the Union of India or under the State Government.
At the same time this will not give right to authorities having the same rank
as that of the officer against whom proceeding is to be initiated to take a
decision whether any such proceeding should be initiated. In absence of a rule,
any superior authority who can be held to be the controlling authority, can
initiate such proceeding".
(emphasis
supplied)
23. Yet again, in Transport
Commissioner v. A. Radhakrishna Moorthy[(1995)
1 SCC 332], this Court clearly declared the law as follows:
"8.
Insofar as initiation of enquiry by an officer subordinate to the appointing
authority is concerned, it is well settled now that it is unobjectionable. The
initiation can be by an officer subordinate to the appointing authority. Only
the dismissal/removal shall not be by an authority subordinate to the
appointing authority. Accordingly it is held that this was not a permissible
ground for quashing the charges by the Tribunal".
(emphasis
supplied)
24. All these decisions were
considered by this Court in Inspector General of Police v. Thavasippan[(1996) 2 SCC 145], and it was ruled as
follows:
"9.
... Generally speaking, it is not necessary that the charges should be framed
by the authority competent to award the proposed penalty or that the enquiry
should be conducted by such authority. We do not find anything in the rules
which would induce us to read in Rule 3(b)(i) such a requirement. In our
opinion, the view taken by the Tribunal that in a case falling under Rule 3(b)
the charge memo should be issued by the disciplinary authority empowered to
impose the penalties referred to therein and if the charge memo is issued by
any lower authority then only that penalty can be imposed which that lower
authority is competent to award, is clearly erroneous. We, therefore, allow
this appeal". ...
(emphasis
supplied)
25. Later decisions of this Court
in Government of Tamil Nadu v. S. Vel Raj[(1997)
2 SCC 708] and Commissioner of Police v. Jayasurian[(1997) 6 SCC 75] also declare the law in the same vein, albeit in
respect of different discipline and appeal rules, that a charge-sheet need not
be issued by the appointing authority; any other authority, who is the
controlling authority, can initiate departmental proceedings by issuing a
chargesheet.
26. At this stage, we are
reminded of the Latin phrase stare decisis et non queta movere meaning, stand
by what has been decided and do not disturb what has been settled. While it is
true that courts are not restrained by any principle of law from expressing a
different view on a point of law or to distinguish precedents (a topic we wish
to advert to briefly a little later), stare decisis need not be disregarded to
unsettle settled positions. We would read these precedents (referred to in
paragraphs 21 to 25, supra) as settling the law that unless the relevant
discipline and appeal rules applicable to an officer/employee of an authority
within the meaning of Article 12 of the Constitution so require, disciplinary
proceedings by issuance of a charge-sheet cannot be faulted solely on the
ground that either the Appointing Authority or the Disciplinary Authority has not
issued the same or approved it. These precedents have stood the test of time
and having full application to the case at hand, could not have been lightly
overlooked. A holistic consideration of all these precedents by the High Court
was certainly the need of the hour. Thavasippan (supra) had considered the
precedents in Shardul Singh (supra), P. V. Srinivasa Sastry (supra) and A.
Radhakrishna Moorthy (supra) and P. V. Srinivasa Sastry (supra) was placed
before the coordinate Bench in B.V. Gopinath (supra). We are anchored in a
belief that had the High Court looked into these precedents, the conclusion
would have certainly been otherwise.
27. Be that as it may, the
governing rules in B.V. Gopinath (supra) and Promod Kumar (supra) being
different, notwithstanding the similarity in language of Rule 14(3) of the
Central Civil Services (Classification, Control and Appeal) Rules, 1965[1965 Rules] and Rule 17(3) of the 2016
Rules, reliance placed by the Division Bench on the ratio of the said two
decisions seems to be wholly inapt. An erroneous conclusion was arrived at
contrary to the settled position of law and we have no hesitation to conclude
that the impugned order is manifestly flawed and hence, unsustainable.
On facts, was there any infirmity
in initiation of disciplinary proceedings?
28. The second reason for which
we propose to hold the impugned order to be indefensible turns on the facts.
29. It is found that during the
pendency of the disciplinary proceedings against the respondent, the 2016 Rules
came into force with effect from 3rd February, 2016. Sub-rule (3) [32(3) Anything done or any action taken in
exercise of the powers under the Civil Service (Classification, Control and
Appeal) Rules, 1930 and The Bihar and Orissa Subordinate Services (Discipline
and Appeal) Rules, 1935 shall be deemed to have been done or taken in exercise
of the powers conferred by or under those Rule (sic, Rules), as if those Rules
were in force on the day on which such thing or action was done or taken.]
of rule 32 on 'Repeal and Savings' saved actions taken under the 1930 Rules. In
the light thereof, although the disciplinary authority of the respondent had
initiated disciplinary proceedings against him under the 1930 Rules, there was
no obligation to take such proceedings to a logical conclusion in terms of the
2016 Rules. If the 2016 Rules contemplated additional safeguards over and above
what were provided by the 1930 Rules, it is debatable whether the charged
officer could, as of right, claim such safeguards to be extended though nothing
prevents the disciplinary authority in its discretion to extend the same. Even
otherwise, the Division Bench referred to Rule 17(3) [17(3). Where it is proposed to hold an inquiry against a Government
servant under this rule, the Disciplinary Authority shall draw up or cause to
be drawn up:
i) The substance of
the imputations of misconduct or misbehaviour as a definite and distinct
article of charge, ii) A statement of the imputations of misconduct or
misbehaviour in support of each article of charge, which shall contain:-] laying down the 'Procedure for
imposing major penalties' for the purpose of invalidating the order of the
respondent's dismissal from service but, in the process, completely overlooked
Rule 16[16. The Government or Appointing
Authority or any authority to which the Appointing Authority is subordinate or
any other authority empowered by general or special order of the Government may
- (a) institute disciplinary proceedings against any Government servant; (b)
direct a Disciplinary Authority to institute disciplinary proceedings against
any Government servant on whom that Disciplinary Authority is competent to
impose any of the penalties specified in rule 14 under these Rules.](which
dealt with 'Authority to institute proceedings' and inter alia empowered 'any other authority' to institute
disciplinary proceedings), Rule 2(k)
[2(ka) Save as otherwise expressly provided in the rules of a particular cadre,
'Disciplinary Authority' means Appointing Authority or any other Authority
authorised by it who shall be competent under these Rules to impose on a
Government Servant any of the penalties specified in rule 14 of these Rules. ]
defining Disciplinary Authority as well as Rule 32(3) (supra) of the 2016
Rules. In the first place, the complaint of the respondent that the
charge-sheet had not been issued by the competent authority could not have been
decided looking at the 2016 Rules. Secondly, even if such Rules had any
application, still the procedure for imposing major penalties in Rule 17 could
not have prevailed over the provision in rule 16 laying down the particulars of
authorities competent to institute proceedings. As per the scheme of the 2016
Rules and in terms of Rule 16(1) thereof, notwithstanding that the Disciplinary
Authority could be subordinate to an Appointing Authority in a given case, any
authority empowered by general or special order of the Government could have
instituted disciplinary proceedings against the respondent. In any event,
assuming that Rule 17(3) was applicable, the Chief Minister himself having
approved initiation of disciplinary proceedings against the respondent,
question of absence of approval of the charge-sheet by the Chief Minister
separately was a non-issue.
30. Reverting to Rule 55 of the
1930 Rules, it is observed that the same did not specify any particular
authority to be under an obligation to issue the charge-sheet against a civil
servant. In such view of the matter and having regard to the law settled by
this Court, it is axiomatic that any officer holding a rank subordinate to the
respondent's appointing authority but superior in rank than the respondent
could have issued the charge-sheet. Admittedly, the facts do reveal initiation
of disciplinary proceedings against the respondent having the approval of the
Chief Minister dated 21st March, 2014. The draft charge-sheet was part of the
proposal dated 13th January, 2014. Once the draft charge-sheet was on record
before the Chief Minister, approval of the proposal to initiate disciplinary proceedings
should have been read as including the Chief Minister's assent not only to the
draft charge-sheet, as drawn up, but also to the other proposals to suspend the
respondent as well as appointment of an inquiry officer and presenting officer.
In such circumstances, reference by the Division Bench to Rule 17(3) of the
2016 Rules appears to be wholly misplaced since the charge-sheet was not issued
under such sub-Rule.
31. In a parliamentary democracy
like India where the Constitution permits each of the Governments - Central as
well as the States - to have their own Rules of Business framed, it was
incumbent for the respondent to prove to the satisfaction of the High Court
with reference to the rules prevalent in the State of Jharkhand that the procedure
prescribed thereunder for the file to be placed before the Chief Minister was
observed in the breach. Also, by referring to any other relevant law, it ought
to have been shown that the draft charge-sheet should not have been prepared
prior to the date of approval of the proposal to initiate disciplinary
proceedings and also that, such preparation should not have been left to be
undertaken by the departmental officers; instead, the charge-sheet should have
been drafted after the proposal were approved and that the competent authority
to initiate disciplinary proceedings should have himself proceeded to draft and
issue the same. No law in this behalf has been shown to have been breached.
Therefore, no issue could have legitimately been urged in relation to the
departmental officers entrusted with the work of preparing papers for seeking
approval to initiate disciplinary proceedings against an officer prima facie
found to be delinquent and in drafting the charge-sheet to be issued to him as
part of the requisite groundwork for the Chief Minister to signify his approval
to such proposal.
32. We, thus, find an erroneous
approach having been adopted by the High Court while dealing with the writ
petition as well as the intra-court appeal rendering its decision liable to
interdiction in appeal.
What is the requirement of
Article 311 of the Constitution and who should 'draw up' or 'cause to draw up'
the charge-sheet?
33. The final reason for
interdicting the impugned order stems from non-consideration of Article 311(1)
of the Constitution of India in its correct perspective by the Division Bench.
If one looks at Article 311(1), the sole safeguard that it provides to any
member, inter alia, of a civil service of a State or the holder of a civil post
under the State is that he shall not be dismissed or removed by an authority
subordinate to that by which he was appointed (emphasis supplied). Clause (1)
does not on its own terms require that the disciplinary proceedings should also
be initiated by the appointing authority. This is what Shardul Singh (supra)
and P.V. Srinivasa Sastry (supra) have articulated, with which we
wholeheartedly agree.
34. The Division Bench noticed
that Rule 17(3) of the 2016 Rules were pari materia Rule 14(3) of the 1965
Rules and, therefore, what was held in paragraph '41' of the decision in B.V.
Gopinath (supra) would clearly be applicable to resolve the controversy at hand.
In B.V. Gopinath (supra), certain office memoranda were under consideration
apart from Rule 14(3) of the 1965 Rules. Submissions advanced on behalf of the
charged officers, recorded in paragraphs '20' and '21', would reveal that the
Court was addressed with regard to the fact situation where approval to
initiate disciplinary proceedings had been obtained but subsequent thereto, the
charge-sheet that was drawn up had not been approved by the Finance Minister.
This is where the Division Bench again committed a clear error in failing to
appreciate the facts, which bear vital importance. As noted above, in the
present case, the draft charge-sheet was there on record when the Chief
Minister accorded his approval and there appears to be no valid reason as to why
approval of the proposal to initiate disciplinary proceedings against the
respondent would not be regarded as grant of approval to the draft charge-sheet
too. We are unhesitatingly of the view that according approval to initiate the
disciplinary proceedings against the respondent, in this case, did amount to
approval of the draft charge-sheet.
35. It has been observed by this
Court in several decisions that each decision is an authority for what it
decides and not what could logically be deduced therefrom. Mechanical reliance
on precedents, as if they are statutes, has been deprecated. Whenever a
precedent is cited laying down a principle of law having application to the
facts of the case in hand and having binding effect, it is customary and
expected of courts to be bound by the law declared by this Court under Article
141 of the Constitution. However, the courts are free not to place blind
reliance on whatever precedent is cited by the parties since facts of two cases
are not seldom alike. It is the duty of the court, if it considers the
precedent not to be applicable, to refer to factual dissimilarities that are
found and thereafter to distinguish the precedent cited before it by assigning
brief but cogent reasons. It is always well to remember in this context the
dictum of this Court in Regional Manager, Food Corporation of India v. Pa wan
Kumar Dubey[(1976) 3 SCC 334]:
"7.
... It is the rule deducible from the application of law to the facts and
circumstances of a case which constitutes its ratio decidendi and not some
conclusion based upon facts which may appear to be similar. One additional or
different fact can make a world of difference between conclusions in two cases
even when the same principles are applied in each case to similar facts".
36. Since invocation of the
provisions in Discipline and Appeal Rules similar to Rule 14(3) of the 1965
Rules or Rule 17(3) of the 2016 Rules and citing failure to adhere to the same
to invalidate orders terminating services of officers/employees is not too infrequent,
we consider it proper to briefly touch upon the requirement thereof. The
Disciplinary Authority is mandated by the law to 'draw up' or 'cause to be
drawn up' the substance of the imputations of misconduct or misbehavior as a
definite and distinct article of charge together with the statement of such
imputations. The phrases 'draw up' and 'cause to be drawn up' do have different
meanings in the context of disciplinary proceedings, though both relate to
drawing up of a charge-sheet. By 'draw up', what is express is that the
Disciplinary Authority itself is responsible for preparing the substance of
imputation and the statement of allegations in support thereof, whereas 'cause
to be drawn up' would enable the Disciplinary Authority to instruct or direct someone
else to prepare the substance and statement. The effect of it is that the
Disciplinary Authority itself may not prepare the document but rather delegate
the task to someone else. If the delegation is proved to have been made in
favour of an authority holding an office superior to that of the
officer/employee proposed to be proceeded against, nothing much is required to
be done and the courts ought to exercise restraint.
37. Lest confusion continues to
prevail, thereby obfuscating the course of justice, we also consider it
expedient to clarify as regards the efficacy of the decisions in B.V. Gopinath
(supra) and Promod Kumar (supra) as binding precedents. Both these decisions by
coordinate Benches of two Hon'ble Judges of this Court. All other decisions on
the topic are also by Benches of coordinate strength. Before the Bench in B.V.
Gopinath (supra), out of the 6 (six) decisions referred to by us in paragraphs
21 to 25 (supra), only the decision in Thavasippan (supra) was placed by
counsel wherein one would find reference to the earlier decision in P. V.
Srinivasa Sastry (supra). Though Thavasippan (supra) had considered all the
earlier decisions, it was not even distinguished in B.V. Gopinath (supra).
Importantly, the Bench after noting the law laid down in P. V. Srinivasa Sastry
(supra), extracted two sentences from paragraph ‘4', quoted above, to support
the conclusion which the Bench intended to record. Having read what P. V.
Srinivasa Sastry (supra) in paragraph ‘4' laid down and our agreement therewith,
we see good reason to opine that there could be a healthy debate on the
correctness of the ratio decidendi of the decision in B. V. Gopinath (supra),
or for that matter, Promod Kumar (supra), in the light of the precedents which
were binding on the Benches deciding the same. However, for the purpose of
deciding this appeal, we need not venture that far to declare the decisions in
B. V. Gopinath (supra) and Promod Kumar (supra) as not laying down good law or
that its efficacy as binding precedents stands eroded for not considering the
law declared in Shardul Singh (supra) on Article 311(1) of the Constitution, as
well as the other decisions that we have referred to above, speaking in a
different voice. Nonetheless, we are of the undoubted view that whatever be the
ratio decidendi of B. V. Gopinath (supra) and Promod Kumar (supra), for its
application in future cases, the same have to be read and understood as
confined to interpretation of the rules governing the disciplinary proceedings
in each of the two cases, the facts and law presented before the coordinate
Benches, and the exposition of law by this Court for over half a century till
this date.
38. Turning focus once again to
the factual narrative, it is worthy of being noted that it was the Cabinet
which approved the proposal to dismiss the respondent. Respondent's service
having been terminated based on such approval, the Single Judge as well as the
Division Bench should have been loath to hold the dismissal illegal on
acceptance of the specious plea raised by the respondent by its misplaced
reliance on B.V. Gopinath (supra) and Promod Kumar (supra).
39. Viewed from whichever angle,
we are unable to support the finding returned by the Single Judge, since
affirmed by the Division Bench, that the charge-sheet did not have the approval
of the competent authority though both the Benches indubitably agreed that the
proposal to initiate disciplinary proceedings did have such approval. We
repeat, the entire proposal of initiating disciplinary proceedings inclusive of
the draft charge-sheet, to suspend the respondent pending such proceedings and
the names of the officers who would conduct the inquiry and present the case of
the department in such inquiry having been approved by the Chief Minister, the
Single Judge seems to have occasioned a grave miscarriage of justice in
interfering with the order of dismissal on the wholly untenable ground of lack
of approval of the charge-sheet by the Chief Minister; and the Division Bench,
by failing to right the wrong, equally contributed to the failure of justice.
40. For the foregoing reasons,
there can be and is little hesitation for us to hold that the impugned order of
the Division Bench upholding the judgment and order of the Single Judge of
allowing the writ petition as well as the latter is fundamentally incorrect and
patently illegal. The judgments of the High Court under challenge, thus, cannot
be sustained in law, with the result that the writ petition of the respondent
must be and has to be dismissed.
41. Realizing the difficulty in
having the impugned order sustained, as a last-ditch effort, Dr. Singhvi
contended that the respondent has been out of service for nearly 8 (eight)
years, which is sufficient punishment for him, and that the direction of the
High Court ordering his reinstatement need not be disturbed upon recording that
the respondent would not claim any arrears of salary.
42. We are not impressed, to say
the least. Prima facie, at this stage, we see no reason to hold the order of
dismissal to have been vitiated on any count. Directing the respondent's
reinstatement despite finding no error in the proceedings drawn up against him
would render such valid dismissal order ineffective and inoperative.
Relief
43. The impugned order of the
Division Bench as well as the judgment and order of the Single Judge are set
aside, resulting in the respondent's writ petition on the file of the High
Court being dismissed.
44. However, considering the fact
that the charge-sheet was interdicted by the High Court, at both tiers, on the
ground of jurisdictional error and the respondent might not have pursued the
appellate/revisional remedy provided under the 1930 Rules/2016 Rules labouring
under a misconception that he was forced to face proceedings and answer a charge-sheet
which did not have the approval of the competent authority, we grant him
liberty to appeal against the impugned order of dismissal or to seek a revision
thereof by filing an appeal/memorial, whichever is permissible under the
relevant Rules, within a period of one month from the date of pronouncement of
this judgment. If an appeal/revision is presented by the respondent before the
competent appellate/revisional authority within such period, the same shall be
decided on merits and in accordance with law, as early as possible, waiving the
bar of limitation. All points except the point of validity of the charge-sheet,
decided by us, are kept open.
Conclusion
45. The appeal, accordingly,
stands allowed. Parties shall, however, bear their own costs.
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