2025 INSC 249
SUPREME COURT OF INDIA
(HON’BLE ABHAY
S. OKA, J. AND HON’BLE AUGUSTINE GEORGE MASIH, JJ.)
JITENDER @ KALLA
Petitioner
VERSUS
STATE (GOVT.) OF NCT
OF DELHI
Respondent
Criminal
Appeal No. OF 2025 (Arising Out Of Special Leave Petition (Crl.) No.4299 OF
2024) With Writ Petition (Crl.) No. 418 of 2024-Decided on 20-02-2025
Civil, Advocate
(A) Advocates Act, 1961, Section 16 –
Advocate - Designating of Senior Advocate – Need to reconsider both the
decision in Indira Jaisingh’s case - Sub-section (2) of Section
16 does not contemplate any application being made by any advocate for
seeking designation as a senior advocate - From the scheme of sub-section (2)
of Section 16, it is apparent that the designation as a senior advocate is
to be conferred by the Supreme Court or a High Court on an advocate with his
consent - The question is whether a person
can seek something which has to be conferred – Held that neither can disagree with the two binding decisions nor
can take a contrary view - However, all
that we are doing is expressing a few serious doubts and concerns - Directed
that this issue be placed before the Hon’ble Chief Justice of India to consider
whether the issue needs to be reconsidered by a Bench of appropriate strength -
This exercise will be within the four corners of what is held by the
Constitution Bench in the case of the Central Board of Dawoodi Bohra Community
and Anr. - There is one more reason for undertaking this exercise - Both the
decisions lay down that making such modifications and improvements will be a
continuous exercise - For the reasons have recorded , the views need to be placed before the
Hon’ble Chief Justice of India to enable him to consider whether the issues
decided in the two decisions in the case of Indira Jaising need reconsideration
by a larger Bench - Registrar (Judicial) to place a copy of this judgment
before Hon’ble the Chief Justice of India - It is for the Hon’ble Chief Justice
of India, to consider whether the issues flagged by us deserve to be considered
by a Bench of appropriate strength.
(Para 32, 40 and 43)
(B)
Supreme Court Rules, 2013, Order 4 Rule 5, 7, 10, 17 and 21 - Advocates Act,
1961, Section 29 and 30 – Advocate on records – Senior Advocate - Commission of
misconduct - Suppression of facts while filing SLP - Stand taken by Shri ‘J’,
advocate-on-record, in his affidavit is that Shri ‘R’, the then
advocate-on-record drafted eight SLPs including the present SLP, and he asked
him to sign on those petitions as an advocate-on-record – He never doubted the
bona fides of Shri ‘R’ as he was working
with Shri ‘R’ as his junior, he could not
refuse to sign the petitions and vakalatnama as an advocate on-record -
He never imagined that Shri ‘R’ in his capacity as a chamber senior, would
exploit the situation by filing cases through him while concealing material
facts – Held that if advocates-on-record start behaving irresponsibly and start
merely lending their names while filing petitions/appeals/counter-affidavits,
it may have a direct impact on the quality of justice rendered by this Court -
Therefore, in case any advocate-on-record commits misconduct or is guilty of
conduct unbecoming of an advocate-on-record, strict action is contemplated
against him as per Rule 10 of Order IV - In the present case, Shri ‘J’'s
conduct may attract Rule 10 of Order IV - However, in the peculiar facts and
circumstances not invoking Rule 10 for the reasons that he has tendered an
unconditional apology and now he has learnt a lesson and further
the responsibility of suppressing facts and making false statements has
been accepted by Shri ‘R’, senior advocate – Made clear that not recording any
final finding against Shri ‘R’ , senior advocate, on the question whether his
designation can be withdrawn leave it to the Hon’ble Chief Justice of
India to take a call on this issue
(Para 15, 25 and 30)
ORDER
Abhay S Oka, J. :- Leave granted.
2.
Very important issues arise in the appeal. The first issue is about the conduct
of the advocate-on-record who filed the Special Leave Petition (for short,
‘SLP’) out of which the present appeal arises. The second issue concerns the
conduct of the designated as a senior advocate. Two consequential issues
arise. The first consequential issue is about the need to formulate a code
of conduct for the advocates-on-record. The second one is whether the decisions
of this Court in the case of Indira Jaising v Supreme Court of India[(2017) 9 SCC 766] (hereafter referred to as ‘Indira Jaising-I’)
and Indira Singh v Supreme Court of India[(2023)
8 SCC 1] (hereafter referred as
‘Indira Jaising-II’) need reconsideration. The question of taking action
against the appellant for making false statements will be considered in a
separate IA on which a notice has been issued.
FACTUAL
ASPECTS
3.
First, we are setting out a few factual aspects. The trial court convicted the
appellant for the offences punishable under Sections
302 and 307 of the Indian Penal Code (for short, ‘the IPC’)
by the judgment dated 1st July 2013. He was sentenced to undergo rigorous
imprisonment for life with a direction that his case for a grant of remission
shall not be considered until he undergoes a sentence of thirty years. The
appellant preferred an appeal before the High Court. While confirming the
conviction, the High Court was of the view that the punishment imposed on the
appellant was excessive and modified the same by removing the cap of thirty
years. The appellant was let off on a sentence of 16 years, 10 months already
undergone. By the judgment dated 25th October 2018, in Jitendra @ Kalla v.
State of Govt. of NCT of Delhi[(2019) 13
SCC 691], this Court interfered with the view taken by the High Court and
restored the order of sentence of the trial court. This Court held that the
appellant's sentence shall be thirty years of rigorous imprisonment and that
the appellant shall have no right to seek remission till he completes the full
sentence of thirty years.
4.
The present appeal was filed to challenge the judgment dated 8th January 2024
passed by the Delhi High Court in a petition filed by one Rani, who was
sentenced to undergo life imprisonment in an unconnected case. The petitioner
therein applied for premature release. As the application was not considered, a
prayer was made in the Writ Petition before the High Court seeking a writ of
mandamus, directing the 1st respondent – State Government, to consider her case
for premature release under the Government Policy dated 16th July 2004. A copy
of the order dated 30th June 2023 was placed on record by which the prayer of
the petitioner in the said writ petition before the High Court was rejected by
the State Government. The High Court, while setting aside the order dated 30th
June 2023, directed reconsideration of the petitioner–Rani's case and granted
her time of two months to surrender.
5.
Though the present appellant was not a party to the petition in which the
impugned order was passed, strangely, he challenged the said order. It is an
admitted position that while filing the SLP, which is the subject matter of
this criminal appeal, the appellant did not disclose that he was directed to
undergo imprisonment for thirty years without remission. Therefore, this Court
proceeded on the footing that it was a case of a simple life sentence.
6. On 19th March 2024, Shri Rishi Malhotra,
advocate, and Shri Jaydip Pati, advocate-on-record, appeared. Along with the
present appeal, other SLPs were listed. Therefore, there was a common order
passed directing notice to be issued returnable on 19th April 2024. In the
meanwhile, since the present appellant was on furlough, an exemption was
granted to the present appellant from surrendering. The order dated 19th March
2024 reads thus:
“Applications seeking
exemption from filing a certified copy of the impugned order are allowed.
Applications seeking permission to file the Special Leave Petitions are
allowed.
Issue notice,
returnable on 19th April, 2024.
Liberty is granted to
serve the Standing Counsel for the respondent-State, in addition.
To be heard along with
SLP (Crl.) No.3497/2024 (@ Diary No.9321/2024).
In the meantime, as
the petitioners are on furlough, we grant exemption to them from surrendering.”
7.
We may note here that on 29th April 2024, IA No.105306 of 2024 and IA No.104520
of 2024 were filed for intervention and recall of the order dated 19th March
2024, respectively. The applications were made by the 1st informant in the
case. In the application, it was pointed out that there was suppression of
material facts about the fixed-term sentence of thirty years imposed on the
appellant. Another fact pointed out was that the appellant had not
approached the High Court and he had directly approached the Supreme Court by
purportedly challenging the order passed in a writ petition filed by some other
accused. After the said applications were served on the appellant, on 9th May
2024, the advocate-on-record for the appellant mentioned the case at 10.30 a.m.
and prayed for permission to withdraw the SLP. He had not intimated the
advocate for the applicant that the matter would be mentioned for withdrawal.
Therefore, while disposing of all the interim applications, this Court
permitted the withdrawal of the SLP with liberty to the appellant to file
appropriate proceedings before the High Court. Order dated 9th May 2024 reads
thus:
Taken on Board.
Heard learned counsel
appearing for the petitioner.
The learned counsel
appearing for the petitioner is not aware whether the application made by the
petitioner for grant of permanent remission has been rejected. The remedy of
the petitioner is to file appropriate proceedings before the High Court. Hence,
we dispose of this Special Leave Petition by granting liberty to the petitioner
to file appropriate proceedings before the High Court.
If the petitioner is
already released on furlough and he has not yet surrendered, we grant time of
three weeks to the petitioner to surrender, which will enable him to
file appropriate proceedings before the High Court.
Applications for impleadment as well as for
intervention are disposed of.
Pending applications stand disposed of accordingly.”
8.
The fact that the application for intervention was pending was not brought to
the notice of this Court. Therefore, the advocate for the applicant mentioned
the matter on 17th May 2024 and pointed out that without notice to him or his
client, Miscellaneous Application No. 986 of 2024 was mentioned in the morning
session and that this Court permitted the petitioner to withdraw the SLP out of
which the appeal arises. Therefore, notice was issued on the said application
to the appellant. By order dated 17th May 2024, the order permitting withdrawal
of SLP was stayed.
9.
On 11th July 2024, though this SLP was called out on two occasions, none
appeared for the petitioner. This Court passed an order directing that the
Registry shall issue an intimation to the advocate-on-record, calling upon the
advocate-on-record to remain present on the next date. On 14th August 2024,
Miscellaneous Application No.986 of 2024 seeking impleadment of the complainant
as a party respondent was allowed. This Court allowed IA No.104520 of 2024
seeking recall of the order dated 19th March 2024 to the extent of prayer in
clause (a). This Court noted that the petitioner in the writ petition had
already surrendered. Thereafter, an order was passed on 2nd September 2024,
which reads thus:
“We have perused the
Special Leave Petition and the annexures to the Application for Intervention.
The Trial Court
convicted the petitioner and sentenced him to undergo actual sentence of 30
years. The High Court interfered with the said order. Thereafter, this Court by
a decision in Jitendra Alias Kalla vs. State (Government of NCT of Delhi)1
restored the judgment of the Trial Court by specifically observing that the
petitioner will undergo life sentence for 30 years without remission. These
facts were suppressed while filing this Special Leave Petition. Moreover, the
petitioner was not a party to the petition before the Delhi High Court on which
the impugned order was passed. In the synopsis, there is a specific reference
to an order of conviction.
However, it is not
disclosed that the order of sentence was for a fixed term of 30 years.
Therefore, this is a very serious and gross case of material misrepresentation
made while filing the Special Leave Petition. The Advocate-on-Record for the
petitioner, who filed this Special Leave Petition, owes an explanation to this
Court. Therefore, the Registry to issue notice to Shri Jaydip Pati,
Advocate-on-Record, which is made returnable on 30th September, 2024.
A copy of this order
shall accompany the notice.
Shri Jaydip Pati, Advocate-on-Record, will
explain his conduct by filing an affidavit.”
(emphasis
added)
10.
Pursuant to the order, Shri Jaydip Pati, advocate-on- record, filed an
affidavit dated 9th September 2024. After considering the said affidavit on
30th September 2024, this Court passed the following order:
“Mr. Jaydip Pati,
Advocate-on-Record has filed an affidavit pursuant to order passed by this
Court. To say the least, the contents are shocking. We will elaborately deal
with the stand taken by him at an appropriate stage. In view of what is stated
in the affidavit, we issue notice to Shri Rishi Malhotra, learned Senior
Advocate to appear before this Court for explaining what is stated in the
affidavit filed by Mr. Jaydip Pati, Advocate-on-Record.
Registry to forward
copies of all orders passed in the SLP/M.A. along with a copy of affidavit
filed by Mr. Jaydip Pati, Advocate-on-Record to Mr. Rishi Malhotra, learned
Senior Advocate. Notice made returnable on 21st October, 2024.
Considering what is
stated in the affidavit by Mr. Jaydip Pati, Advocate-on-Record and considering
the fact that in recent past, this Court has noticed that at least in half a
dozen cases blatant false statements were being made in the writ petitions and
Special Leave Petitions filed seeking relief of premature release, we will
require assistance of the President of the Supreme Court Advocates-on-
Record Association (SCAORA). We request the
President, SCAORA to appear and assist the Court on the next date of hearing. Copies
of all the orders passed by this Court and a copy of affidavit of Mr. Jaydip
Pati, Advocate-on- Record be forwarded to the President of SCAORA.”
11.
In terms of the said order, Shri Rishi Malhotra, advocate (who was designated
as a senior advocate on 14th August 2024), filed an affidavit dated 18th
October 2024. The order dated 21st October 2024 reads thus:
“We have perused the
affidavit of Mr. Rishi Malhotra, the learned senior counsel. Ms. Meenakshi
Arora, the learned senior counsel representing him states that a better
affidavit will be filed.
We permit Mr. Rishi
Malhotra, the learned senior counsel to withdraw his affidavit and to file a
better affidavit.
This case raises
issues of great concern, insofar as the responsibility of Advocates-on Record
of this Court is concerned. Apart from the dispute between a senior and his
junior, as is reflected from the affidavits filed on record, the issue of
concern is of the conduct of the Advocate-on-Record, especially in the light of
explanation (a) to Rule 10 of Order IV of the Supreme Court Rules, 2013. A very
important role has been assigned to Advocates-on- Record, as no litigant can
seek redressal of his grievance before this Court without engaging an
Advocate-on-Record. It is, therefore, necessary to consider of framing
guidelines for the conduct of the Advocates-on-Record.
The learned President
of the Supreme Court Advocates-on-Record Association and the other Office
Bearers are present and they have agreed to assist the Court on this aspect.
For assisting the
Court for framing the guidelines, we appoint Dr. S. Murlidhar, senior advocate
as Amicus Curiae. It will be open for him to appoint an Advocate-on- Record of
his choice to assist him.
Copies of the entire
proceedings including the affidavits on record shall be forwarded to the
learned Amicus Curiae. It will be appropriate if the Office Bearers of the
Supreme Court Advocates-on-Record Association interact with the learned Amicus
Curiae so that they will be able to come out with agreed guidelines.
List on 11th November,
2024.” Thereafter, another affidavit dated 30th November 2024 was filed by Shri
Rishi Malhotra tendering an unconditional apology.
12.
Orders passed from time to time by this Court will show that the following
aspects need consideration:
a) The role played by Shri Jaydip Pati, advocate-on-
record;
b) The role played by
Shri Rishi Malhotra, senior advocate; and,
c) The role of the
appellant.
As far as the role of the appellant is
concerned, we may note here that IA No.259649 of 2024 has been filed by an
intervener for initiating proceedings under Section 340 of the Code
of Criminal Procedure, 1973 (for short, ‘CrPC’) on which notice has been issued
on 20th January 2025 and the said application has been de-tagged. Therefore,
the issue of the conduct of the appellant will be examined when we consider the
said application.
13.
The conduct of the advocate-on-record gives rise to the issue regarding the
duties and obligations of advocates-on- record and guidelines for their
conduct. On this aspect, we have heard Dr S Murlidhar, learned senior counsel
appearing as amicus curiae, Shri Vipin Nair, President of the Supreme Court
Advocates-on-Record Association (for short, ‘SCAORA’) and Vice-President and
Secretary Shri Amit Sharma and Shri Nikhil Jain respectively. We have also
heard Shri Tushar Mehta, learned Solicitor General of India and lastly, Shri
Vinay Navare, senior advocate representing Shri Rishi Malhotra, senior advocate.
14.
The second aspect about the conduct of Shri Rishi Malhotra, senior advocate,
gives rise to a contention raised by Shri Tushar Mehta, learned Solicitor
General of India, appearing for Union of India, for reconsideration of earlier
decisions of this Court in Indira Jaising-I1 and Indira Jaisingh-II2 and
another decision in the case of Amar Vivek Aggarwal v.
High Court of Punjab & Haryana and Ors. [(2022) 7 SCC 439] On these issues raised by the learned Solicitor
General of India, we have also heard Ms. Indira Jaising, a senior advocate who
has intervened.
CONDUCT
OF THE ADVOCATE ON RECORD AND HIS SENIOR
15.
Firstly, we will deal with the issue of the conduct of the advocate-on-record
for the appellant and the consequential question of issuing guidelines on the
conduct of advocates-on- record. Before we do that, we must consider the stand
taken by Shri Jaydip Pati, advocate-on-record, in his affidavit dated 9th
September 2024, filed in compliance with the order of this Court dated 2nd September
2024. The stand taken in the affidavit by Shri Jaydip Pati can be summarised as
follows:
a) Shri Rishi
Malhotra, the then advocate-on-record drafted eight SLPs including the present
SLP, and he asked Shri Jaydip Pati to sign on those petitions as an
advocate-on-record;
b) Shri Jaydip Pati
never doubted the bona fides of Shri Rishi Malhotra. As he was working with
Shri Rishi Malhotra as his junior, he could not refuse to sign the petitions
and vakalatnama as an advocate on-record;
c) Only after this
Court issued a notice he learnt that the chamber of Shri Rishi Malhotra, while
drafting the present petition, concealed the fact that this Court, in the case
of Jitendra @ Kalla3, had restored the fixed-term sentence of the appellant
herein, for thirty years; and,
d) He never imagined
that Shri Rishi Malhotra, in his capacity as a chamber senior, would exploit
the situation by filing cases through him while concealing material facts.
Thus, Shri Jaydip Pati
stated that he filed the SLP drafted by Shri Rishi Malhotra as an
advocate-on-record without even bothering to read the same.
16.
Shri Rishi Malhotra filed an affidavit dated 18th October 2024, raising the
following contentions:
a) This Court
appointed him as an amicus curiae in two cases in which the issue of permanent
remission of convicts was involved;
b) He must have filed
cases on behalf of more than two hundred convicts seeking their premature
release;
c) Due to increased
workload and paucity of time, he shared his workload with different chamber
juniors, including Shri Jaydip Pati and Shri Utkarsh Singh;
d) He gave certain cases to Shri Jaydip Pati
to file for the purpose of giving him financial benefit, and accordingly, he
must have drafted at least nine cases which were filed before this Court;
e) There is no
complaint made by Shri Jaydip Pati regarding other cases which were given to
him and he has not stated that he signed those petitions without checking the
contents;
f) Shri Jaydip Pati
filed the cases given to him as per client’s instructions, and the drafts of
the SLPs made by Shri Pati were neither shown to him, nor discussed with him;
g) Coming to know
about other cases filed by him where convicts had not fulfilled the eligibility
criteria for premature release, he himself filed applications seeking
withdrawal of such applications with an unconditional apology as an assurance
that he would be extra careful in future matters; and,
h) The recent turn of
events has affected his mental health and has brought a lot of humiliation and
embarrassment to him; therefore, he has stopped taking any new remission cases.
17.
Shri Rishi Malhotra then filed an application, which was affirmed on 30th
November 2024, seeking permission to withdraw his earlier affidavit dated
14th November 2024. In this application, he has made a turnaround and has
entirely changed his earlier stand. After he was permitted to withdraw the
affidavit dated 14th November 2024, Shri Rishi Malhotra filed a fresh affidavit
dated 30th November 2024. In the said affidavit, Shri Rishi Malhotra has
claimed that he is a fourth- generation lawyer. What he stated in the affidavit
can be summarised as follows:
a) He tendered an
unconditional apology to this Court by accepting that he should have verified
the SLP drafted by his chamber colleague to ensure that there were no incorrect
statements. It was his moral and professional duty to oversee the work of his
chamber juniors, and he was negligent in that behalf;
b) Wherever he had
made wrong statements regarding the eligibility of the convicts to get a
premature release, he has withdrawn all those petitions by tendering an
apology;
c) He claimed that
such misrepresentation by some of the Delhi convicts has occurred for the first
time in his entire legal career for which he expressed regret and tendered an
apology; and,
d) He stated that he
had tendered an unconditional apology for stating incorrect facts in the
petitions.
He assured the Court that such incidents would
not be repeated in the future.
18.
Shri Rishi Malhotra has accepted that he should have verified the facts stated
in the SLP filed by Shri Jaydip Pati. He has accepted that he was not diligent
and has tendered an apology. He admitted that he has made factually incorrect
statements in the petitions filed by him concerning the grant of remission, and
after realising it, he has withdrawn the petitions.
DUTY
OF AN ADVOCATE-ON-RECORD
19.
It is necessary to examine the legal provisions. Firstly, we will deal with the
provisions of the Advocates Act, 1961 (for short, ‘the 1961 Act’).
Under Section 16, there are two classes of advocates, namely, senior
advocates and other advocates. Sections 29 and 30 are also
important, which read thus:
“29. Advocates to be
the only recognised class of persons entitled to practise law.— Subject to the
provisions of this Act and any rules made thereunder, there shall, as from the
appointed day, be only one class of persons entitled to practise the profession
of law, namely, advocates.
30. Right of advocates
to practise.— Subject to the provisions of this Act, every advocate whose name
is entered in the [State roll] shall be entitled as of right to practise
throughout the territories to which this Act extends,—
(i) in all courts
including the Supreme Court;
(ii) before any tribunal or person legally
authorised to take evidence; and
(iii) before any other
authority or person before whom such advocate is by or under any law for the
time being in force entitled to practise.” Thus, every advocate within the meaning
of the 1961 Act is entitled to practice in all courts throughout the
territories to which the 1961 Act extends, including this Court. An exception
has been carved out to Section 30 under the Supreme Court Rules, 2013
(for short, ‘the 2013 Rules’), framed by this Court in the exercise of powers
under Article 145 of the Constitution of India, with the approval of
the President of India. Order IV thereof deals with advocates. Rule 1 of Order
IV carves out an exception. Rule 1 reads thus:
“1. (a) Subject to the
provisions of these rules an advocate whose name is entered on the roll of any
State Bar Council maintained under the Advocates Act, 1961 (25 of
1961) as amended shall be entitled to appear before the Court:
Provided that an
advocate whose name is entered on the roll of any State Bar Council maintained
under the Advocates Act, 1961 (25 of 1961), for less than one year,
shall be entitled to mention matters in Court for the limited purpose of asking
for time, date, adjournment and similar such orders, but shall not be entitled
to address the Court for the purpose of any effective hearing:
Provided further that
the Court may, if it thinks desirable to do so for any reason,
permit any person to appear and address the
Court in a particular case.
(b) No advocate other
than the Advocate- on-record for a party shall appear, plead and address the
Court in a matter unless he is instructed by the advocate-on-record or
permitted by the Court.
(c) In
petitions/appeals received from jail or a matter filed by a party-in-person or
where a party-in-person as respondent is not represented by an
Advocate-on-Record, the Secretary General/Registrar may require the Supreme
Court Legal Services Committee to assign an Advocate, who may assist the Court
on behalf of such person:
Provided that whenever
a party wants to appear and argue the case in person, he/she shall first file
an application along with the petition seeking permission to appear and argue
in person. The application shall indicate reasons as to why he/she cannot
engage an Advocate and wants to appear and argue in person, and if he is
willing to accept an Advocate, who can be appointed for him by the Court. Such
application shall, in the first instance, be placed before the concerned
Registrar to interact with the party-in-person and give opinion by way of
office report whether the party-in-person will be able to give necessary
assistance to the Court for proper disposal of the matter or an Advocate may be
appointed as Amicus Curiae:
Provided further that
whenever an advocate whose name is entered on the rolls
of any State Bar Council maintained under
the Advocates Act, 1961 (25 of 1961) wants to appear and argue the
case in person, he shall be exempted from the requirement of interaction by the
concerned Registrar.
If the application is
allowed by the Court then only the party-in-person will be permitted to appear
and argue the case in person.”
(emphasis added)
Therefore, as far as
this Court is concerned, an advocate other than an advocate-on-record for a
party is entitled to appear, plead or address a case only if he is instructed
by an advocate- on-record. Rule 5 of Order IV lays down the qualifications of an
advocate to be registered as an advocate-on-record. Rules 7 and 10 of Order IV
are again relevant, which read thus:
“7. (a) An
advocate-on-record shall, on his filing a memorandum of appearance on behalf of
a party accompanied by a vakalatnama duly executed by the party, be entitled—
(i) to act as well as
to plead for the party in the matter and to conduct and prosecute before the
Court all proceedings that may be taken in respect of the said matter or any
application connected with the same or any decree or order passed therein
including proceedings in taxation and applications for review; and
(ii) to deposit and
receive money on behalf of the said party.
(b)(i) Where the vakalatnama is executed in
the presence of the Advocate-on-Record, he shall certify that it was executed
in his presence.
(ii) Where the
Advocate-on-Record merely accepts the vakalatnama which is already duly
executed in the presence of a Notary or an advocate, he shall make an
endorsement thereon that he has satisfied himself about the due execution of
the vakalatnama.
(c) No advocate other
than an advocate-on-record shall be entitled to file an appearance or act for a
party in the Court.
(d) Every
advocate-on-record shall keep such books of account as may be necessary to show
and distinguish in connection with his practice as an advocate-on-record—
(i) moneys received
from or on account of and the moneys paid to or on account of each of his
clients; and
(ii) the moneys
received and the moneys paid on his own account.
(e) Every
advocate-on-record shall, before taxation of the Bill of Costs, file with the
Taxing Officer a certificate showing the amount of fee paid to him or agreed to
be paid to him by his client.
10. When, on the
complaint of any person or otherwise, the Court is of the opinion that an
advocate-on-record has been guilty of misconduct or of conduct unbecoming of an
advocate-on-record, the Court may make an order removing his name from the
register of advocates on record either permanently or for such period as the
Court may think fit and the Registrar shall thereupon report the said fact to
the Bar Council of India and to State Bar Council concerned:
Provided that the
Court shall, before making such order, issue to such advocate- on-record a
summons returnable before the Court or before a Special Bench to be constituted
by the Chief Justice, requiring the advocate-on-record to show cause against
the matters alleged in the summons, and the summons shall, if practicable, be
served personally upon him with copies of any affidavit or statement before the
Court at the time of the issue of the summons.
Explanation.—For the
purpose of these rules, misconduct or conduct unbecoming of an
advocate-on-record shall include—
(a) mere name lending
by an advocate- on-record without any further participation in the proceedings
of the case;
(b) absence of the
advocate-on-record from the Court without any justifiable cause when the case
is taken up for hearing; and
(c) failure to submit
appearance slip duly signed by the advocate-on-record of actual appearances in
the Court.”
(emphasis
added)
20.
An occasion for an advocate-on-record to file a memorandum of appearance
accompanied by a vakalatnama, arises when he files a case in this Court or
when he appears for a respondent or opponent in any case. If a vakalatnama is
not duly executed before the advocate-on-record but executed in the presence of
a notary or another advocate, the advocate- on-record must, before filing the
vakalatnama, make an endorsement thereon that he has satisfied himself about
the due execution of the vakalatnama. Therefore, if someone else hands over the
vakalatnama to an advocate-on-record, the requirement of making an endorsement,
as provided in clause (a)(ii) of Rule 7, is mandatory. This endorsement cannot
be made blindly but must be based on due verification and confirmation. This
responsibility is put on the advocates-on- record to uphold the integrity of
the process.
21.
Clauses (b) and (c) of the Explanation to Rule 10 have not been brought into
force as yet, but clause (a) of the Explanation has been brought into force. It
clearly prohibits advocates-on- record from merely lending their name without
any further participation in the proceedings of the case. Thus, if an
advocate-on-record indulges in name lending, it amounts to misconduct or
conduct unbecoming of an advocate-on-record. The prohibition on name lending is
not confined to the period after the filing of a case or the post-filing of an
appearance for a party; it is applicable even before the case is actually
filed. We have elaborated upon it in the subsequent part of this judgment.
22.
This Court is the final Court in our country. For the purposes of maintaining
the sanctity of this Court and for ensuring that cases are properly
conducted, only advocates- on-record are entitled to file a case or a
vakalatnama for a party. As provided in Rule 5 of Order IV, an advocate
qualifies to register himself as an advocate-on-record, provided firstly, that
his name appears in the role of any State Bar Council for a minimum of four
years. Secondly, he has to undergo training for one year with an
advocate-on-record approved by this Court. Thirdly, he has to pass an
examination conducted by this Court. Considering the unique position of
advocates-on- record and what is provided in Rule 10, an advocate-on-record of
this Court is bound to maintain a much higher standard of professional conduct
than any other advocate. It is only through an advocate-on-record that a litigant
can seek justice from this Court unless he wants to appear in person.
Therefore, the role of an advocate-on-record is very crucial. Unless he
maintains a high standard of conduct, he will be of no assistance to this
Court.
23.
As highlighted by Dr S Muralidhar, the learned senior advocate, it is true that
in day-to-day practice, advocates-on- record get
petitions/appeals/counter-affidavits drafted by some other advocates appearing
in the cases either before the Trial Court or High Court. Sometimes, they
receive case papers and a vakalatnama for filing petitions/appeals/counter-
affidavits through an advocate practising at a trial court or High Court or
from a litigant. Therefore, in such cases, the advocate-on-record may not
necessarily meet his client. Even when a petition/appeal/counter-affidavit is
not drafted by the advocate-on-record, the advocate-on-record who files it
is entirely and wholly responsible to this Court. Therefore, when an
advocate-on-record receives a draft of a petition/appeal/counter-affidavits
from any other advocate, it is his duty to go through the case papers and,
thereafter, to carefully go through the petition/appeal/counter-affidavits to
ascertain whether correct facts have been stated in the draft and whether all
relevant documents are annexed to the petition/appeal/counter-affidavits. After
reading the case papers, if he has any doubt, he must get the doubt clarified
either by contacting the client or his local advocate. He is responsible for
ensuring that he gets correct factual instructions so that there is no
suppression of facts while filing petitions/appeals/counter-affidavits. An
advocate-on-record is answerable to this Court since he has a unique position
under the 2013 Rules. Therefore, when incorrect facts are stated in the
petition/appeal/counter-affidavits or when material facts or documents are
suppressed, the advocate-on-record cannot shift the entire blame on either the
client or his instructing advocates. Therefore, it is his duty to be cautious
and careful. His duty is to file proper petitions/appeals and affidavits before
this Court to assist the court in dispensing justice. He must always be fair to
the Court and effectively assist the Court in deciding cases. The duty of the
advocate-on-record does not end after filing a case or a counter. Even if the
counsel appointed by him is not present, he must be ready with the case on law
and facts and effectively assist the Court.
24. If advocates-on-record start merely
lending their names to petitions/appeals/counter-affidavits drafted by somebody
else, the very purpose of setting up the institution of advocates- on-record
will be frustrated. An advocate-on-record has an onerous burden to discharge,
as seen from Order IV of the 2013 Rules. Under Rule 17 of Order IV, no
advocate-on-record can withdraw from the conduct of a case by reason of only
non- payment of professional fees by his client, unless this Court grants
leave. As per Rule 21, he is liable to this Court for the due payment of all
fees and charges payable to this Court. Therefore, as we have held earlier, the
standard of conduct of an advocate-on-record always ought to be higher than the
conduct of any other advocate who is not an advocate-on- record. Every
advocate-on-record must render effective service so that a common man can
access remedies before this Court.
25.
We may note here that if advocates-on-record start behaving irresponsibly and
start merely lending their names while filing
petitions/appeals/counter-affidavits, it may have a direct impact on the
quality of justice rendered by this Court. Therefore, in case any
advocate-on-record commits misconduct or is guilty of conduct unbecoming of an
advocate-on-record, strict action is contemplated against him as per Rule 10 of
Order IV. In the present case, Shri Jaydip Pati's conduct may attract Rule 10
of Order IV. However, in the peculiar facts and circumstances before us, we are
not invoking Rule 10 for the following reasons. Firstly, he has tendered an
unconditional apology. Secondly, now he has learnt a lesson. Thirdly,
the responsibility of suppressing facts and making false statements has
been accepted by Shri Rishi Malhotra, senior advocate.
CONDUCT
OF THE SENIOR ADVOCATE
26.
Now, we come to the issue of the conduct of Shri Rishi Malhotra, senior
advocate. In this very appeal, we have noted that through a reported judgment
of this Court, the sentence of the appellant for a fixed term of thirty years
without remission was restored. It was neither disclosed in the SLP nor
disclosed by the learned senior advocate at the time of issuing notice and
grant of interim relief that, in view of the decision of this Court, the grant
of remission to the appellant was out of question.
27.
In the order dated 1st October 2024 passed by this Court in Writ Petition
(Crl.) No.631 of 2023 filed by the said senior advocate as an
advocate-on-record, a blatantly false statement was made in the synopsis as
well as in the body of the petition that petitioner nos. 4 and 6 were convicted
for the offence punishable under Section 302 of the IPC. The order
records that the advocate tendered an apology. By accepting the apology, the
petition as regards the said two petitioners was dismissed as withdrawn. The
same order indicates that in SLP (C) @ D.No.4464 of 2024 filed by the same
advocate, incorrect statements were made, and therefore, the unconditional
apology tendered by him was accepted by this Court. The order also records that
in SLP (Crl.) No.1775 of 2024, while passing an interim order dated 9th
February 2024, a factual aspect was suppressed by the same advocate. The
same order further records that in Writ Petition (Crl.) No.195 of 2024 filed by
that very advocate, there were incorrect statements made on facts and
therefore, the petition was permitted to be withdrawn.
28.
The same advocate appeared in Writ Petition (Crl.) No.418 of 2024 (Meera Devi
v. State (Govt. of NCT of Delhi)). The order dated 29th November 2024 passed in
the said petition records that when this Court passed the order on 21st October
2024, issuing notice and granted time to the petitioner therein to surrender,
it was not brought to the notice of this Court that on 16th October 2024 in a
petition filed by the same petitioner, the High Court had granted time of two
weeks to her to surrender, without any interim relief.
29.
In the order dated 18th November 2024 passed by this Court in SLP (Crl.)
Nos.1484-1496 of 2024, it is observed that in the petition originally filed by
the same advocate, another advocate appeared for petitioner no.13 and stated that
the signature of petitioner no.13 was obtained on the SLP without even
informing him about the contents of the petition. Further, an order dated 3rd
January 2025 passed in the said petition records that petitioner no.13 therein
filed an affidavit stating that he was misled and was not informed about the
exact challenge made in the petition.
30.
We make it clear that we are not recording any final finding against Shri Rishi
Malhotra, senior advocate, on the question whether his designation can be withdrawn.
We leave it to the Hon’ble Chief Justice of India to take a call on this
issue. What we have reproduced above is borne out from the record. Shri Rishi
Malhotra was designated as a senior advocate on 14th August 2024. The conduct
of the advocate reflected from the orders of this Court passed in this very
appeal, and other cases where the advocate appeared raises an important
question of whether the decisions of this Court in the case of Indira
Jaising-I1 and Indira Jaising-II2, which lay down the guidelines for
designation of senior advocates by this Court and High Courts across the
country under the 1961 Act, need reconsideration. A question also arises as to
whether the system set up under the said decisions has really worked
effectively. A serious introspection is required to answer the question of
whether the Rules framed in terms of the said decisions have ensured that only
deserving advocates are being designated.
Guidelines
for designation of advocates as senior advocates in accordance with the Advocates
Act, 1961
31. Section
16 of the 1961 Act reads thus:
“16. Senior and other
advocates.―(1) There shall be two classes of advocates, namely, senior
advocates and other advocates.
(2) An advocate may,
with his consent, be designated as senior advocate if the Supreme Court or a
High Court is of opinion that by virtue of his ability, [standing at the Bar or
special knowledge or experience in law] he is deserving of such distinction.
(3) Senior advocates shall, in the matter of
their practice, be subject to such restrictions as the Bar Council of India
may, in the interests of the legal profession, prescribe.
(4) An advocate of the
Supreme Court who was a senior advocate of that Court immediately before the
appointed day shall, for the purposes of this section, be deemed to be a senior
advocate:
Provided that where
any such senior advocate makes an application before the 31st December 1965 to
the Bar Council maintaining the roll in which his name has been entered that he
does not desire to continue as a senior advocate, the Bar Council may grant the
application and the roll shall be altered accordingly.” In sub-section (2)
of Section 16, the words “standing at the Bar or special knowledge or
experience in law” were incorporated by way of an amendment with effect from
31st January 1974 in place of the words “experience and standing at the Bar”.
Therefore, as Section 16 stands today, an advocate can be designated
as a senior advocate if:-
a) He consents to such
designation; and
b) The Supreme Court
or a High Court is of the opinion that by virtue of his ability, standing at
the Bar, or special knowledge or experience in law, he is deserving of such
distinction.
Prior to 31st January
1974, an advocate could be designated as a senior advocate if, in the opinion
of the Supreme Court or the High Court, by virtue of his ability,
experience and standing at the Bar, he deserved such designation. Thus, before
the amendment, the criteria was of an advocate having ability, experience and
standing at the Bar. Earlier, experience was also an essential criterion. It
was done away with by an amendment with effect from 31st January 1974.
32.
It is pertinent to note that sub-section (2) of Section 16 does not
contemplate any application being made by any advocate for seeking designation
as a senior advocate. From the scheme of sub-section (2) of Section 16, it
is apparent that the designation as a senior advocate is to be conferred by the
Supreme Court or a High Court on an advocate with his consent. The question is
whether a person can seek something which has to be conferred.
33.
In Indira Jaising-I1, this Court dealt with the challenge in a petition
under Article 32 of the Constitution of India, inter alia, to the
system of designation of senior advocates followed by various High Courts,
including the method of secret ballot. This Court considered the practices
followed in various other nations and various High Courts in India. Thereafter,
this Court proceeded to lay down mandatory guidelines which would cover the
exercise of designation of senior advocates by this Court and all the High
Courts. A direction was given to modify the norms/guidelines in existence so as
to be in accord with the directions. Paragraphs 73 and 74 of the said decision read
thus:
“73. It is in the above backdrop that we
proceed to venture into the exercise and lay down the following
norms/guidelines which henceforth would govern the exercise of designation of
Senior Advocates by the Supreme Court and all High Courts in the country. The
norms/guidelines, in existence, shall be suitably modified so as to be in
accord with the present.
73.1. All matters
relating to designation of Senior Advocates in the Supreme Court of India and
in all the High Courts of the country shall be dealt with by a Permanent
Committee to be known as “Committee for Designation of Senior Advocates”;
73.2. The Permanent
Committee will be headed by the Hon'ble the Chief Justice of India and consist
of two seniormost Judges of the Supreme Court of India [or High Court(s), as
may be]; the learned Attorney General for India (Advocate General of the State
in case of a High Court) will be a Member of the Permanent Committee. The above
four Members of the Permanent Committee will nominate another Member of the Bar
to be the fifth Member of the Permanent Committee;
73.3. The said
Committee shall have a permanent Secretariat, the composition of which will be
decided by the Chief Justice of India or the Chief Justices of the High Courts,
as may be, in consultation with the other Members of the Permanent Committee;
73.4. All applications including written
proposals by the Hon'ble Judges will be submitted to the Secretariat. On
receipt of such applications or proposals from Hon'ble Judges, the Secretariat
will compile the relevant data and information with regard to the reputation,
conduct, integrity of the advocate(s) concerned including his/her participation
in pro bono work; reported judgments in which the advocate(s) concerned had
appeared; the number of such judgments for the last five years. The source(s)
from which information/data will be sought and collected by the Secretariat
will be as decided by the Permanent Committee;
73.5. The Secretariat
will publish the proposal of designation of a particular advocate in the
official website of the Court concerned inviting the suggestions/views of other
stakeholders in the proposed designation;
73.6. After the
database in terms of the above is compiled and all such information as may be
specifically directed by the Permanent Committee to be obtained in respect of
any particular candidate is collected, the Secretariat shall put up the case
before the Permanent Committee for scrutiny;
73.7. The Permanent
Committee will examine each case in the light of the data provided by the
Secretariat of the Permanent Committee; interview the advocate concerned; and
make its overall assessment on the basis of a point-based format indicated
below:
|
Sl.
No. |
Matter
|
Points |
|
1. |
Number
of years of practise of the applicant advocate from the date of enrolment. [10
points for 10-20 years of practise; 20
points for practise beyond 20 years] |
20
points |
|
2. |
Judgments
(reported and unreported) which
indicate the legal formulations advanced by the advocate concerned in the course of the proceedings of the case; pro bono work done by the advocate concerned; domain expertise of the
applicant advocate in various branches
of law, such as Constitutional law, Inter_State Water
Disputes, Criminal law, Arbitration law, Corporate law, Family law, Human Rights, Public Interest Litigation, International law, law relating to women, etc. |
40
points (later on 50
points) |
|
3. |
Publications
by the applicant advocate |
15
points (later on 5 points) |
|
4. |
Test
of personality and suitability on the
basis of interview/interaction |
25
points |
73.8. All the names
that are listed before the Permanent Committee/cleared by the Permanent
Committee will go to the Full Court.
73.9. Voting by secret ballot will not
normally be resorted to by the Full Court except when unavoidable. In the event
of resort to secret ballot, decisions will be carried by a majority of the
Judges who have chosen to exercise their preference/choice.
73.10. All cases that
have not been favourably considered by the Full Court may be
reviewed/reconsidered after expiry of a period of two years following the
manner indicated above as if the proposal is being considered afresh; 73.11. In
the event a Senior Advocate is guilty of conduct which according to the Full
Court disentitles the Senior Advocate concerned to continue to be worthy of the
designation, the Full Court may review its decision to designate the person
concerned and recall the same.
74. We are not
oblivious of the fact that the guidelines enumerated above may not be
exhaustive of the matter and may require reconsideration by suitable additions/
deletions in the light of the experience to be gained over a period of time.
This is a course of action that we leave open for consideration by this Court
at such point of time that the same becomes necessary.”
(emphasis
added)
34.
In Indira Jaising-II2, this Court reconsidered some of the directions issued in
Indira Jaising-I1. This Court considered the issues of voting by secret ballot,
cut-off marks, and points assigned for publication. (Criteria under Sr. No.3 of
the tabular format incorporated in paragraph 73.7 of Indira
Jaising-I1). This Court also considered the
aspect of personal interview and other general aspects. This Court modified Sr.
No.3 in paragraph no. 73.7 by reducing the marks for publication from 15 to 5.
35.
A conjoint reading of paragraph nos. 73.7 and 73.8 in the case of Indira
Jaising-I1 will show that the job of the Permanent Committee is to make an
overall assessment on the basis of a points-based format. It is not open for
the Permanent Committee to make assessments in any other manner. The guidelines
incorporated in paragraph 73 do not confer power on the Permanent Committee to
make recommendations. The job of the Permanent Committee ends by making an
overall assessment by assigning points to each candidate. However, the
Permanent Committee is mandated to consider the case of each and every eligible
applicant who has filed a valid application. Paragraph 73.8 indicates that all
names placed before the Permanent Committee should be placed before the Full
Court. It follows that the overall assessment made on the basis of a
points-based format must be placed before the Full Court, and it is ultimately
the prerogative of the Full Court to take a final decision on the designation.
It is evident that as the decision to designate or not to designate vests in
the Full Court of this Court and the High Courts, the Full Court is not bound
by the assessment made by the Permanent Committee. However, considering the
status of the Permanent Committee, the Full Court is obviously bound to take
into consideration the overall assessment made of every candidate by the
Permanent Committee on the basis of a points based format.
36.
The mandatory guidelines have been laid down by this Court in the
case of Indira Jaising-I1 in the exercise of powers under Article
142 of the Constitution of India. However, paragraph 74 of the decision
indicates that this Court was of the view that the guidelines may require
reconsideration in the light of the experience to be gained over a period of
time. Even the decision in the case of Indira Jaising-II2 in paragraph 51
records that the process of improvement of the guidelines is a continuous one,
as we learn from every experience. We are conscious of the fact that both the
decisions in the case of Indira Jaising are by a Bench of three Hon’ble Judges
and we are respectfully bound by the said decisions.
37.
A Constitution Bench in the case of Central Board of Dawoodi Bohra
Community and Anr. v. State of Maharashtra and Anr. [(2005) 2 SCC 673] in paragraph no.12 held thus:
“12. Having carefully
considered the submissions made by the learned Senior Counsel for the parties
and having examined the law laid down by the Constitution Benches in
the abovesaid decisions, we would like to sum up the legal position in the
following terms:
(1) The law laid
down by this Court in a decision delivered by a Bench of larger strength
is binding on any subsequent Bench of lesser or coequal strength.
(2) Para 12(2) corrected vide Official
Corrigendum No. F.3/Ed.B.J./21/2005 dated 3-3-2005.] A Bench of lesser quorum
cannot disagree or dissent from the view of the law taken by a Bench of larger
quorum. In case of doubt all that the Bench of lesser quorum can do is to
invite the attention of the Chief Justice and request for the matter being
placed for hearing before a Bench of larger quorum than the Bench whose
decision has come up for consideration. It will be open only for a Bench of
coequal strength to express an opinion doubting the correctness of the view
taken by the earlier Bench of coequal strength, whereupon the matter may be
placed for hearing before a Bench consisting of a quorum larger than the one
which pronounced the decision laying down the law the correctness of which is
doubted.
(3) Para 12(3)
corrected vide Official Corrigendum No. F.3/Ed.B.J./7/2005 dated 17-1-2005.]
The above rules are subject to two exceptions: (i) the abovesaid rules do not
bind the discretion of the Chief Justice in whom vests the power of framing the
roster and who can direct any particular matter to be placed for hearing before
any particular Bench of any strength; and (ii) in spite of the rules laid down
hereinabove, if the matter has already come up for hearing before a Bench of
larger quorum and that Bench itself feels that the view of the law taken by a
Bench of lesser quorum, which view is in doubt, needs correction or
reconsideration then by way of exception (and not as a rule) and for reasons
given by it, it may proceed to hear the case and examine the correctness of the
previous decision in question dispensing with the need of a specific reference
or the order of the Chief Justice constituting the Bench and such listing. Such
was the situation in Raghubir Singh [(1989) 2 SCC 754] and Hansoli Devi [(2002)
7 SCC 273].”
This judgment has been recently affirmed by a
Bench of seven Hon’ble Judges of this Court in the case of Aligarh Muslim
University v. Naresh Agarwal & Ors.
[2024 INSC 856]
38.
The learned Solicitor General of India made a fervent plea that the decisions
in the case of Indira Jaising need reconsideration on several grounds stated by
him. The other learned advocates, including Dr. S. Murlidhar, a senior advocate
appointed as amicus curiae, have echoed the submissions of the learned
Solicitor General. Ms Indira Jaising, learned senior advocate, however,
expresses strong reservations at the prayer made by the learned Solicitor
General. Her submission is that this Bench cannot go into the correctness of
the earlier decisions as this Court is bound by the said decisions. Moreover,
she urged that the learned Solicitor General has no locus to make submissions.
39.
SCAORA also submitted its suggestions on all aspects. SCAORA expressed a view
that both the decisions in the case of Indira Jaising have democratised and
streamlined the process of senior designation. Their contention is that the
system created by the judgments is successful, but some tweaking in the working
and mechanism may be required. They have suggested that the Permanent Committee
for the Supreme Court should have representation from both the SCAORA and
Supreme Court Bar Association. Moreover, there should be a system to
communicate the marks/points assigned by the Permanent Committee to the
candidates.
NEED
TO RECONSIDER BOTH THE DECISIONS IN INDIRA JAISINGH’S CASE
40.
Neither can we disagree with the two binding decisions nor can we take a
contrary view. However, all that we are doing is expressing a few serious
doubts and concerns. We propose to direct that this issue be placed before the
Hon’ble Chief Justice of India to consider whether the issue needs to be
reconsidered by a Bench of appropriate strength. This exercise will be within the
four corners of what is held by the Constitution Bench in the case of the
Central Board of Dawoodi Bohra Community and Anr.5 There is one more reason why
we are undertaking this exercise. Both the decisions lay down that making such
modifications and improvements will be a continuous exercise. For the reasons
we have recorded hereafter, our views need to be placed before the Hon’ble
Chief Justice of India to enable him to consider whether the issues decided in
the two decisions in the case of Indira Jaising need reconsideration by a
larger Bench.
41.
We need not go into the issue of the locus of the learned Solicitor General as
we cannot decide whether the earlier decisions are right or wrong. Looking at
the case of an advocate who has been designated recently, which we have
discussed in detail, there is nothing wrong if, as an officer of this Court,
the learned Solicitor General raises a few questions.
42. The role of a designated senior advocate
in our legal system is of considerable importance. Those who are designated
senior advocates have a different status and high standing in the legal system.
Therefore, it is imperative that only those advocates who deserve the
designation in terms of sub-section (2) of Section 16 should be
conferred designation. If undeserving candidates are designated as senior
advocates, it affects the prestige and dignity of the institution of the
judiciary, as it is the privilege of the High Courts and this Court to grant
such designation. Therefore, it is imperative that the best possible system
should be devised for the process to be undertaken in terms of sub-section (2)
of Section 16. Ultimately, the endeavour of all stakeholders must be that
we should have a system in which only deserving advocates get the designation.
43.
We are recording our concerns based on submissions made across the Bar. We
again reiterate that we mean no disrespect to the two binding decisions, and we
are recording our concerns only to enable the Hon’ble Chief Justice of India,
to decide whether the doubts expressed by us need consideration by an
appropriate larger Bench. We flag our concerns as follows:
a) As can be seen from
sub-section (2) of Section 16, prima facie, the scheme of the provision is
that no advocate can seek designation, but the privilege of designation has to
be conferred by this Court or High Courts with his consent. In paragraph 2 of
Indira Jaising-II2, this Court held that designation as a senior advocate
in India is a privilege awarded as a mark of excellence to advocates who have
distinguished themselves and have made a significant contribution to the
development of the legal profession. Therefore, the question that needs serious
consideration is whether the Court should permit applications to be made for
grant of designation, though the statute does not contemplate that. If the
legislature intended to allow advocates to make applications for designation,
sub-section (2) of Section 16 would not have provided for this Court
or High Courts to take the consent of advocates before designation.
b) Paragraph 73.7
provides for an advocate who has applied for designation to appear before the
Permanent Committee for an interview/interaction to test his personality and
suitability. If an advocate, by virtue of his standing at the Bar, his ability
or special knowledge, deserves designation as a senior advocate, the question
which arises is, by making such an advocate appear for an interview, are we not
compromising on the dignity of the advocate? Are we not converting the process
of designation into a selection process?
c) It is doubtful
whether by interviewing a candidate for a few minutes, his personality or
suitability can be really tested. 25 points out of 100 are assigned for
interview/interaction, constituting 1/4th of the total points.
d) As recorded in
paragraph 73.7, the duty of the Permanent Committee is to make its overall
assessment of the advocate concerned based on a points-based formula. No other
method of making an overall assessment has been provided. No one can dispute that
an advocate who lacks integrity or does not possess a quality of fairness is
disentitled to designation. The reason is simple as such an advocate cannot be
held to have any standing at the Bar. Moreover, there may be complaints pending
against an advocate with the disciplinary committee of the Bar Councils. The
question is how the cases of such advocates can be considered by the Permanent
Committee. Even if members of the Permanent Committee know that the applicant
advocate lacks integrity, is not fair, does not act as an officer of the Court,
or against whom complaints are pending for professional misconduct, there is no
scope to reduce the points on that count. If such an advocate excels at the
time of the interview or otherwise renders excellent performance, he cannot be
given lesser marks because the candidate lacks integrity, character or
fairness. The reason is that 25 marks are to be assigned not based on his
performance before the Court or his general reputation but on his
performance during the interview/interaction.
e) As noted earlier,
prior to 31st January 1974, the criteria in sub-section (2) of Section
16 was based on ability, experience and standing at the Bar. That was
substituted with effect from 31st January 1974. After the amendment, mere
experience in terms of the number of years of practice cannot be relevant.
However, “experience in law” needs consideration. Thus, mere experience in
terms of number of years of practice is not sufficient. Our concern is whether
10 or 20 points should be mechanically assigned only based on experience or the
number of years of practice. It is worth considering whether only the number of
years put in practice has any nexus with ‘standing’ within the meaning
of Section 16(2). Further, it is pertinent to note that Sr. No.1 in
paragraph 73.7 merely discusses the number of years of practice. The criteria
adopted is not of actual years of active practice. Therefore, an advocate who
has not been in active practice for 20 years or more will still get 20 marks
because his registration as an advocate has been for more than 20 years.
f) It is a usual
experience that applicants submit many judgments in which they have appeared
and submit copies of books and many articles written by them. The five members
of the Permanent Committee are expected to go through every judgment
submitted by the candidate to assign 50 marks. To assign marks for
publications, they are expected to go through many articles and books. Whether
three senior judges, including the Chief Justice and two senior advocates,
should spend hours together for one candidate is a question that needs serious
consideration.
g) It is true that the
overall assessment made by the Permanent Committee in terms of points is placed
before the Full Court. The decision of the Full Court may not necessarily be
based on the points assigned by the Permanent Committee. Still, the Full Court
cannot altogether ignore the assessment made by the Permanent Committee. When
the points-based assessment is not free from defects, the question is whether
it can form the basis of assessment of an advocate.
h) Another issue is
about the prohibition of secret ballot. The Judges consider the applications in
Full Court. The question arises as to whether the Judges should openly discuss
the merits and demerits of those who appear before them on the judicial side.
Therefore, the issue of permitting voting by secret ballot needs serious
reconsideration.
i) There is one more serious area of concern.
Whether the guidelines give sufficient opportunity to the advocates practising
in our Trial Courts to get designated. There cannot be any dispute that we have
very eminent lawyers practising exclusively before our Trial Courts who have
the ability, standing and experience in law. They are outstanding public
prosecutors and defence lawyers. In most cases, their arguments may not always
have legal formulations, as reflected in the judgments in cases wherein they
appear. The submissions will necessarily be based on facts. They will not have
reported judgments to their credit. Such advocates do not stand to gain
sufficient points against Sr. No. 2 in paragraph 73.7. We are of the view that
designation under sub-section (2) of Section 16 cannot be the
monopoly of the advocates practising in higher Constitutional Courts like this
Court and the High Courts. Chapter 6, in part VI of the Constitution of India,
in a sense, gives the status of Constitutional Courts to our trial and district
courts.
CONCLUSIONS
44.
We, therefore, hold as under:
(i) When a
petition/appeal is not drafted by the advocate-on-record, the
advocate-on-record who files it is entirely and wholly responsible to this
Court. Therefore, when an advocate-on-record receives a draft of a
petition appeal/counter-affidavit from any other advocate, it is his duty to go
through the case papers and, thereafter, to carefully go through the
petition/appeal/counter-affidavit to ascertain whether correct facts have been
stated in the draft and whether all relevant documents are annexed to the
petition/appeal/counter-affidavit. After reading the case papers, if he has any
doubt, he must get the doubt clarified either by contacting the client or his
local advocate. He is responsible for ensuring that he gets correct factual
instructions so that there is no suppression of facts while filing
petitions/appeals/counter-affidavits. An advocate-on- record is answerable to
this Court since he has a unique position under the 2013 Rules. Therefore, when
incorrect facts are stated in the petition/appeal/counter-affidavit or when
material facts or documents are suppressed, the advocate-on- record cannot
shift the entire blame on either the client or his instructing advocates.
Therefore, it is his duty to be cautious and careful. His duty is to file proper
proceedings and affidavits before this Court to assist the court in dispensing
justice. He must always be fair to the Court and effectively assist the Court
in deciding cases. The duty of the advocate-on-record does not end after filing
a case or a counter. Even if the counsel appointed by him is not present, he
must be ready with the case on law and facts and effectively assist the
Court;
(ii) It is the
obligation of the advocates on record not to merely lend their names to
petitions/appeals drafted by somebody else. If they do that, the very purpose
of making a provision for setting up the institution of advocates-on-record
will be frustrated.
(iii) If
advocates-on-record start behaving irresponsibly and start merely lending their
names while filing petitions/appeals/counter-affidavits, it may directly impact
the quality of justice rendered by this Court. Therefore, if any
advocate-on-record commits misconduct or is guilty of conduct unbecoming of an
advocate-on-record, an action against him as per Rule 10 of Order IV is
warranted.
(iv) Regarding the
designation of Shri Rishi Malhotra, we leave it to the Hon’ble Chief Justice of
India to take a call.
45.
Considering what we have observed in paragraph no. 43 above, we direct the
Registrar (Judicial) to place a copy of this judgment before Hon’ble the Chief
Justice of India. It is for the Hon’ble Chief Justice of India, to consider
whether the issues flagged by us deserve to be considered by a Bench of
appropriate strength.
46. We record our appreciation for the
assistance rendered by Dr. S. Murlidhar, senior advocate, the learned Solicitor
General of India, Ms. Indira Jaising, senior advocate and the office bearers of
SCAORA.
47.
The office bearers of SCAORA have come forward with various suggestions. The
suggestions are regarding the conduct of the examination for
advocates-on-record. There are suggestions made for adopting a consistent
approach regarding notifying the deficiencies and objections in the cases
filed. They want bottlenecks to be cleared in filing the registration and
verification of cases which may result in early listing of cases. Their
contentions are that there is no written handbook available containing
instructions regarding the process of checking and verifying newly filed cases.
The norms and criteria keep on changing at the whims and fancies of the
Registry officials. Therefore, the suggestion of the Association is that the
Secretary-General or Registrars should regularly organise Open Houses in which
healthy discussions can take place on the processes adopted by the Registry.
Perhaps this suggestion is welcome as there can be a constructive dialogue
between the Association and the Registry for the purposes of clearing
bottlenecks and ensuring early listing of all cases. We direct the Registrar
(Judicial) to forward a copy of this judgment to the Secretary General of the
Court with a direction to forward the written submissions made to him so that
necessary remedial steps/action can be taken by him. We are sure that the
members of the Registry will regularly interact
with
the office bearers of SCAORA and sort out the issues raised by the Association.
48.
No order is required to be passed on merits of the case of the appellant for
grant of premature release. His remedies are kept open.
49.
This appeal is disposed of on the above terms. Pending applications in the
appeal, except IA No.259649 of 2024 which is de-tagged vide order dated 20th
January 2025, stand disposed of.
WRIT
PETITION (CRL.) NO.418 OF 2024
50.
Writ Petition (Crl.) No.418 of 2024 is de-tagged and is not to be treated as
part-heard.
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