2025 INSC 183
SUPREME COURT OF INDIA
(HON’BLE
DIPANKAR DATTA, J. AND HON’BLE PRASHANT KUMAR MISHRA, JJ.)
OM PRAKASH GUPTA ALIAS
LALLOOWA (NOW ...
Petitioner
VERSUS
SATISH CHANDRA (NOW
DECEASED)
Respondent
Civil
Appeal No. 13407 OF 2024 With Civil Appeal No. 13408 OF 2024-Decided on
11-02-2025
Civil, Limitation, CPC
(A) Civil
Procedure Code, 1908, Order 22 Rule 1, 3 and 4 – Limitation Act, 1963, Section
5; Article 120 and 121 – Substitution of legal representatives - Abatement – Condonation of delay –
Limitation - Rule 1 of Order 22, CPC provides that when a party to a
suit passes away, the suit will not abate if the right to sue survives - In
instances where the right to sue does survive, the procedure for bringing on
record the legal representative(s) of the plaintiff/appellant and the
defendant/respondent are provided in Rules 3 and 4, respectively, of Order 22 -
The suit/appeal automatically abates when an application to substitute the
legal representative(s) of the deceased party is not filed within the
prescribed limitation period of 90 days from the date of death, as stipulated
by Article 120 of the Act, 1963 - It could well be so that
death of a defendant/respondent is not made known to the plaintiff/appellant
within 90 days, being the period of limitation - In the event the
plaintiff/appellant derives knowledge of death immediately after the
suit/appeal has abated, the remedy available is to file an application seeking
setting aside of the abatement, the limitation wherefor is stipulated
in Article 121 and which allows a period of 60 days - Therefore,
between the 91st and the 150th day after the death, one has to file an
application for setting aside the abatement - On the 151st day, this
remedy becomes time-barred; consequently, any application seeking to set aside
the abatement must then be accompanied by a request contained in an application
for condonation of delay under Section 5 of the Limitation Act in
filing the application for setting aside the abatement - Thus, the total
time-frame for filing an application for substitution and for setting aside
abatement, as outlined in Articles 120 and 121 of
the Limitation Act, is 150 (90 + 60) days - The question of condonation of
delay, through an application under Section 5 of the Limitation Act,
arises only after this period and not on the 91st day when the suit/appeal
abates.
(Para 11)
(B)
Civil Procedure Code, 1908, Order 22 Rule 1, 3 and 4 – Limitation Act, 1963,
Section 5; Article 120 and 121 – Substitution of legal representatives - Abatement – Condonation of delay –
Sufficient cause - Found it somewhat of a frequent occurrence that after
abatement of the suit and after the 150th day of death, an
application is filed for condonation of delay in filing the application
for substitution but not an application seeking condonation of delay in filing
the application for setting aside the abatement - The proper sequence to be
followed, therefore, is an application for substitution within 90 days of death
and if not filed, to file an application for setting aside the abatement within
60 days and if that too is not filed, to file the requisite applications for
substitution and setting aside the abatement with an accompanying application
for condonation of delay in filing the latter application, i.e., the
application for setting aside the abatement - Once the court is satisfied that
sufficient cause prevented the plaintiff/appellant from applying for setting
aside the abatement within the period of limitation and orders accordingly,
comes the question of setting the abatement - That happens as a matter of
course and following the order for substitution of the deceased defendant/respondent,
the suit/appeal regains its earlier position and would proceed for a
trial/hearing on merits.
(Para 11)
(C)
Civil Procedure Code, 1908, Order 22 Rule 4 – Civil Procedure - Substitution of
legal representatives -
Whether the heirs of ‘O’ were required to file a separate application for
substitution when, admittedly, an application for substitution had previously
been filed by the heirs of ‘S’? – Held that Rule 4 of Order 22 lays down the
procedure in case of death of one of several defendants or of sole defendant -
It does not expressly provide who between the parties to a civil suit is to
present an application for substitution - There seems to be no legal
requirement that on the death of a defendant, an application for substitution
in all cases has to be made by the plaintiff only and that, any application,
made by the heir(s)/legal representative(s) of the deceased defendant
seeking an order to allow him/them step into the shoes of the deceased
defendant and to contest the suit, cannot be considered - Once an application
has been made by either party and the court has been informed about the death
of a party and who the heir(s)/legal representative(s) he has left behind, the
only thing that remains for the court is to pass an order substituting the
heir(s)/legal representative(s) – Held that the application moved by the heirs
of ‘S’ whereby the court was informed by them of his death and the heirs that
he had left behind, amounted to an application for substitution which was
legally permissible and valid and deserved consideration.
(Para 16)
(D)
Civil Procedure Code, 1908, Order 22 Rule 4, 10A – Civil Procedure - Substitution
of legal representatives – Contention
that the application filed by the heirs of ‘S’ was an application intimating
the death of ‘S’ under Order 22 Rule 10-A, CPC and it was not an
application under Rule 4 thereof; thus, there being no valid and proper
application for substitution, the appeal was rightly held to have abated
repelled – Held that the application filed by the heirs of ‘S’ was registered as a substitution application
and the prayer was also for deletion of the name of ‘S’ and substitution of his three sons in his
place - Held that an application having been filed by the heirs of ‘S’ ,
the heirs of ‘O’ were not legally obliged to apply separately for substitution
- Law not having expressly mandated that an application for substitution has to
be filed by the plaintiff/appellant upon receiving intimation of death,
requiring a formal application from the plaintiff only will serve no tangible
purpose - A justice-oriented approach has to be followed in interpreting the
provisions of the CPC is the well settled law - High Court having
been duly informed of the death of ‘S’, and substitution having been prayed by
the heirs of the deceased, it ought to have proceeded to consider such
application and pass an order bringing the heirs of the deceased respondent on
record - Order dated 2nd January 2007 vide which the second appeal was
dismissed as having abated cannot sustain and will have to be set aside.
(Para 17 to 21)
(E)
Civil Procedure Code, 1908, Order 22 Rule 4, 10A - Substitution of legal
representatives – Abatement of second appeal - Second appeal was restored by
the High Court vide order dated 25th May, 2018 - This order, restoring the
second appeal, was recalled vide order dated 11th January 2019 - The reason
given was that, in the absence of an application praying for setting aside the
abatement, the second appeal could not have been ordered to be restored – Held
that find it difficult to agree with such reasoning - When an application
praying for substitution had been made, then, even assuming that it does not
have an explicit prayer for setting aside the abatement, such prayer could be
read as inherent in the prayer for substitution in the interest of justice -
Impugned orders as well as the order dismissing the second appeal as abated,
under challenge held to be bad in law and the same deserves to be set aside.
(Para 22 to 24)
(F)
Civil Procedure Code, 1908, Order 22 10A - Substitution of legal
representatives – Abatement of second appeal - Rule 10-A casts a duty upon a
pleader appearing for a party to the suit to intimate the court about the death
of such party - It further provides that once the court is informed by the
pleader of a party that he is no more, the court “shall” notify the opposing
party of the death - A straightforward interpretation of this rule would
suggest that the court's obligation to issue notice to the other party is
indeed mandatory - Nonetheless, this obligation may not arise in all
circumstances - One notable exception could be when the information regarding
the party's death is conveyed to the court in the presence of the opposing
party's pleader or is documented by the court in the order sheet - In such
cases, if the pleader of the concerned party (and consequently the party
itself) has already been notified, issuing a further notice from the court
would not serve any substantial purpose other than being an exercise by way of
abundant caution - Therefore, in the aforementioned scenario, the absence of a
notice from the court would not imply a failure to comply with Rule 10A,
suggesting that it is not “always mandatory”.
(Para 29)
(G)
Civil Procedure Code, 1908, Order 22 10A - Substitution of legal
representatives – Abatement of second appeal - In the affidavit submitted
alongside an application by ‘A’ which primarily was not intended to inform the
court of ‘R’'s death, it was stated that he is “one of the sons of
deceased ‘R’ - The inclusion of such pertinent information within an
inconspicuous section of an application meant for a different purpose without
the date of death does not constitute sufficient compliance with Rule 10-A
either by the pleader of the deceased or amount to due notice to ‘O’ by the
court (without such death being recorded in any order passed subsequently in
the presence of counsel for Om Prakash) - To rule otherwise would undermine the
intention of Rule 10-A, which mandates the clear communication of information
relating to death of a party which, obviously, would mean not only the factum
of death being conveyed but also the date of death since limitation to apply
under Article 120 of the Limitation Act, 1963 for
substitution begins to run from the date of death - The manner of conveying
information of the death of ‘R’ was not wholly in accordance with Rule 10-A,
information through the application of ‘A’ cannot operate adversely against ‘O’
- Had ‘O’ been noticed by the High Court in due compliance with Rule 10-A, yet,
did not file an application for substitution, he would be estopped from
pleading ignorance and we would have been inclined to hold otherwise - This not
being the case, the abatement of the second appeal ought to be set aside -
Although no application praying for setting aside of abatement was ever made by
the appellants before the High Court, but prayer for setting aside of abatement
can be read in a prayer for substitution - Accordingly, the abatement of the
second appeal can and ought to be set aside for ends of justice.
(Para
30 to 32)
JUDGMENT
Dipankar Datta, J.:-
BRIEF
RESUME OF FACTS
1.
FACTS OF CIVIL APPEAL NO. 13407 OF 2024:
a. Satish Chandra
instituted a suit[Civil Suit No.
264/1972] against Om Prakash Gupta[Om
Prakash] seeking specific performance of an agreement[agreement to sell dated 8th February,1970].
The suit was dismissed by the trial court[the court of the Civil Judge, Bareilly] vide judgment and
order dated 7th October, 1974. In first appeal[Civil Appeal No.11 of 1975], Satish Chandra succeeded and the suit
was decreed vide judgment and decree dated 31st March, 1977. Aggrieved, Om
Prakash preferred a second appeal[Second
Appeal No. 885 of 1977] before the High Court of Judicature at Allahabad[High Court, hereafter] . The High
Court granted stay of operation of the decree vide order dated 11th May, 1977.
b. Satish Chandra
passed away on 2nd December 1996 during the pendency of the second appeal. On
2nd January, 1997, his heirs moved an application for substitution[Civil Miscellaneous Substitution
Application No. 211 of 1997] . The High Court was informed of the
death of Satish Chandra by the heirs and prayer was made for their
substitution. Paragraph no. 1 of the application for substitution contained
details as follows:
“That in the above
noted second appeal, the sole respondent Satish Chandra son of Sri Ram died on
2.12.1996 leaving behind the following heirs and legal representatives: -
1/1 Anil Kumar
1/2 Vimal Kumar
1/3 Manoj Kumar”
Prayer in the said application is as follows:
“It is prayed that the
Hon’ble Court may be pleased to delete the name of the respondent no. 1 Sri
Satish Chandra from array of the parties and on his place the following:
1/1 Anil Kumar
1/2 Vimal Kumar
1/3
Manoj Kumar
All sons of Late Sri
Satish Chandra R/o Gandhi Tola, Nawabganj, Bareilly Be substituted as his heirs
and legal representatives”
c. Om Prakash died on
8th December 2001.
d. From the sequence
of orders passed in the second appeal between 17th March, 2004 and 8th
December, 2006, it is seen that multiple opportunities were given to counsel
for Om Prakash to file an application for substitution. However, pendency of
the application for substitution filed by the heirs of Satish Chandra escaped
the notice of the High Court.
e. Ultimately, the
second appeal was ordered to have abated in the whole vide order dated 2nd
January 2007 on the ground that no application for substitution was filed by Om
Prakash or his heirs to bring on record the heirs/legal representatives of
Satish Chandra.
f. In the year 2017,
the heirs of Satish Chandra initiated proceedings for execution of the decree[E.A. No. 6 of 2017].
g. Put on notice, the
heirs of Om Prakash preferred an application for recall/restoration[Civil Miscellaneous Restoration Application
No. 2 of 2018] seeking recall of the aforesaid order recording abatement of
the second appeal. On the same day, they also filed an application for
substitution[Civil Miscellaneous
Substitution Application No. 5 of 2018] along with an application for
condonation of delay[Civil Miscellaneous
Delay Condonation Application No. 4 of 2018].
h. The restoration
application was allowed by the High Court and the second appeal restored to its
original file and number vide order dated 25th May, 2018.
i. Seeking recall of the said order, heirs of
Satish Chandra preferred an application for recall[Recall Application No. 7 of 2018] along with an application for
condonation of delay[I.A. No. 8 of 2018].
These applications were allowed vide order dated 11th January 2019, with the
result that the order restoring the second appeal to its original file upon
setting aside of abatement stood recalled. Liberty was, however, reserved for
the heirs of Om Prakash to file an application for setting aside abatement.
j. While hearing the
pending applications, referred to in paragraph g. (supra), the High Court did
not find sufficient reasons for condoning the delay in filing the application
for substitution. Resultantly, such application filed by the heirs of Om
Prakash along with the application for substitution was dismissed vide impugned
order dated 27th February 2019.
k. Taking exception to
such order of the High Court, the heirs of Om Prakash have filed Civil Appeal
No. 13407 of 2024.
2.
FACTS OF CIVIL APPEAL NO. 13408 OF 2024:
a. Smt. Rooprani[Rooprani], Satish Chandra’s wife,
instituted a suit[Suit No. 94 of 1973]
for specific performance of an agreement[agreement
to Sell dated 7th June, 1970] against Om Prakash and his minor sons (represented
through their mother). The suit was dismissed vide order dated 7th October,
1974 by the Trial Court[Court of Civil
Judge, Bareilly]. In an appeal[Appeal
No. 12 of 1975] preferred by Rooprani, the suit was decreed vide
judgment and decree dated 31st March, 1977. Om Prakash carried the first
appellate decree in a second appeal[Second
Appeal No. 884 of 1977]. The High Court granted stay of operation of the
impugned decree vide order dated 11th May, 1977.
b. After the death of
Rooprani on 18th May, 1991, an application[C.M.A.
No. 5306 of 1992] was filed on or about November/December, 1992 by deceased
Rooprani’s son, Anil Kumar, praying that the High Court may take note of an
alteration made by Om Prakash and his heirs in the decretal property. In the
affidavit accompanying such application, it was stated that the deponent (Anil
Kumar) is one of the sons of deceased Rooprani (plaintiff). The same is
reproduced below:
“That the deponent is
one of the sons of the deceased respondent Smt. Roop Rani and conversant with
the facts deposed.”
c. As noted earlier,
Om Prakash passed away on 8th December, 2001.
d. The second appeal
of Om Prakash was dismissed for non-prosecution[vide order dated 3rd November, 2006] as the counsel for the
remaining appellants (the heirs of Om Prakash) submitted that his clients were
not responding.
e. After almost 11
(eleven) years, on 15th September, 2017, the legal representatives of Rooprani
filed for execution of the decree[E.A.
No. 7 of 2017].
f. This is when the
heirs of Om Prakash, on 5th April, 2018, filed an application[Recall/ Restoration Application No. 2 of
2018 in Second Appeal No. 884 of 1977] seeking recall of the order
dismissing the second appeal for want of prosecution. They filed an
application[Civil Miscellaneous
Substitution Application No. 5 of 2018], 40 (forty) days later, praying for
their substitution as heirs of deceased Om Prakash, along with an application
seeking condonation of delay[Civil
Miscellaneous Application No. 4 of 2018].
g. Finding that
sufficient cause had been shown, the High Court allowed the recall application
and restored the second appeal to its original file and number vide order dated
25th May, 2018.
h. Seeking recall of
the aforesaid order, the heirs of Rooprani filed a recall application[Recall Application No. 7 of 2018] which
was dismissed by the High Court vide order dated 11th January, 2019. The High
Court opined that restoration of the second appeal, in itself, did not amount
to setting aside of the abatement and unless abatement is set aside, the second
appeal is non-est in the eyes of law and no right will accrue to either side.
i. Thereafter, the
impugned orders were passed by the High Court on 27th February, 2019. By the
first order, the application by heirs of Om Prakash for condonation of delay in
filing the substitution application [C.M.
Delay Condonation Application No.4 of 2018] was dismissed. The second
order, having regard to the first order, dismissed their application for
substitution[C.M. Substitution
Application No.5 of 2018]. For the reasons assigned in the first order, the
High Court did not find sufficient reasons to condone the delay.
j. Taking exception to the above, the heirs of
Om Prakash have filed Civil Appeal No. 13408 of 2024.
PROCEEDINGS
BEFORE THIS COURT
3.
A coordinate bench of this Court, on 12th July, 2019, granted permission to
file the special leave petitions and issued notice on such petitions as well as
the accompanying applications for substitution and the connected applications.
Pursuant to service of notice, the heirs of Satish Chandra and Rooprani entered
appearance. Mr. Thomas Joseph, learned senior counsel and Mr. Shekar Devessa, learned
senior counsel represented the heirs of Om Prakash. Heirs of Rooprani were
represented by Mr. Raghenth Basant, learned senior counsel. While granting
leave and reserving judgment on these civil appeals, we had made an order
allowing the applications for substitution and the connected applications,
filed in the present proceedings, subject to just exceptions.
CONTENTIONS
OF THE PARTIES
4.
Learned senior counsel/counsel appearing for the parties have meticulously
taken us through the facts of both these appeals which, though not very
complicated, are a bit extensive considering that proceedings commenced in
1972-1973.
5.
Learned senior counsel/counsel for the appellants have argued that the High
Court fell in error on both occasions by not granting the prayers of the
appellants and having the two second appeals heard on merits. According to
them, procedural requirements have been allowed to steal a march over
substantive justice without duly appreciating the materials on record.
6.
Per contra, Mr. Basant appearing for the respondents has assiduously contended
that there is no infirmity, far less manifest infirmity, in the impugned orders
of the High Court and no interference under Article 136 of the
Constitution is warranted. He highlighted how Om Prakash was negligent in
pursuing the second appeals before the High Court. According to him, it well
within the knowledge of Om Prakash that Rooprani and then Satish Chandra passed
away and who their heirs were. Lack of due diligence by Om Prakash being writ
large, he prayed that the longstanding dispute between the parties be laid to
rest by dismissing these appeals and leaving it open to the respondents to
pursue the execution applications in accordance with law, should the need
arise.
ISSUES
7.
The issue arising for decision in C.A. No.13407 of 2024 is, whether the High
Court was justified in dismissing the application for condonation of delay in
filing the application for substitution and could the second appeal be regarded
as having abated.
8.
In C.A. No. 13407 of 2024, whether the High Court was justified in passing the
impugned orders dismissing the applications filed by the appellants seeking
substitution and condonation of delay is the issue. ANALYSIS AND REASONS
9.
The principles to guide courts while considering applications for setting aside
abatement and application for condonation of delay in filing the former
application are laid down by this Court in Perumon Bhagvathy Devaswom v.
Bhargavi Amma [(2008) 8 SCC 321].
An instructive passage from such decision reads as follows:
“13. The principles
applicable in considering applications for setting aside abatement may thus be
summarised as follows:
(i) The words
‘sufficient cause for not making the application within the period of
limitation’ should be understood and applied in a reasonable, pragmatic,
practical and liberal manner, depending upon the facts and circumstances of the
case, and the type of case. The words ‘sufficient cause’ in Section
5 of the Limitation Act should receive a liberal construction so as to
advance substantial justice, when the delay is not on account of any dilatory
tactics, want of bona fides, deliberate inaction or negligence on the part of
the appellant.
(ii) In considering
the reasons for condonation of delay, the courts are more liberal with
reference to applications for setting aside abatement, than other cases. While
the court will have to keep in view that a valuable right accrues to the legal
representatives of the deceased respondent when the appeal abates, it will not
punish an appellant with foreclosure of the appeal, for unintended lapses. The
courts tend to set aside abatement and decide the matter on merits, rather than
terminate the appeal on the ground of abatement.
(iii) The decisive
factor in condonation of delay, is not the length of delay, but sufficiency of
a satisfactory explanation.
(iv) The extent or
degree of leniency to be shown by a court depends on the nature of application
and facts and circumstances of the case. For example, courts view delays in
making applications in a pending appeal more leniently than delays in the
institution of an appeal. The courts view applications relating to lawyer’s
lapses more leniently than applications relating to litigant’s lapses. The
classic example is the difference in approach of courts to applications for
condonation of delay in filing an appeal and applications for condonation of
delay in refiling the appeal after rectification of defects.
(v) Want of
‘diligence’ or ‘inaction’ can be attributed to an appellant only when something
required to be done by him, is not done. When nothing is required to be done,
courts do not expect the appellant to be diligent. Where an appeal is admitted
by the High Court and is not expected to be listed for final hearing for a few
years, an appellant is not expected to visit the court or his lawyer every few
weeks to ascertain the position nor keep checking whether the contesting
respondent is alive. He merely awaits the call or information from his counsel
about the listing of the appeal.”
(emphasis
supplied in original)
The aforesaid passage
is followed by other instructive passages too on special factors which have a
bearing on what constitutes “sufficient cause”, with reference to delay in
applications for setting aside abatement and bringing the legal representatives
on record. To the extent relevant for decisions on these two appeals, the same
are extracted hereunder:
“15. The first is
whether the appeal is pending in a court where regular and periodical dates of
hearing are fixed. There is a significant difference between an appeal pending
in a subordinate court and an appeal pending in a High Court. In lower courts,
dates of hearing are periodically fixed and a party or his counsel is expected
to appear on those dates and keep track of the case. The process is known as
‘adjournment of hearing’. ...
16. In contrast, when
an appeal is pending in a High Court, dates of hearing are not fixed
periodically. Once the appeal is admitted, it virtually goes into storage and
is listed before the Court only when it is ripe for hearing or when some
application seeking an interim direction is filed. It is common for appeals
pending in High Courts not to be listed at all for several years.
(In some courts where
there is a huge pendency, the non-hearing period may be as much as ten years or
even more.) When the appeal is admitted by the High Court, the counsel inform
the parties that they will get in touch as and when the case is listed for
hearing. There is nothing the appellant is required to do during the period
between admission of the appeal and listing of the appeal for arguments (except
filing paper books or depositing the charges for preparation of paper books
wherever necessary). The High Courts are overloaded with appeals and the
litigant is in no way responsible for non-listing for several years. There is
no need for the appellant to keep track whether the respondent is dead or alive
by periodical enquiries during the long period between admission and listing
for hearing. When an appeal is so kept pending in suspended animation for a
large number of years in the High Court without any date being fixed for
hearing, there is no likelihood of the appellant becoming aware of the death of
the respondent, unless both lived in the immediate vicinity or were related or
the court issues a notice to him informing the death of the respondent.
17. The second
circumstance is whether the counsel for the deceased respondent or the legal
representative of the deceased respondent notified the court about the death
and whether the court gave notice of such death to the appellant. Rule 10-A of
Order 22 casts a duty on the counsel for the respondent to inform the court
about the death of such respondent whenever he comes to know about it. When the
death is reported and recorded in the order-sheet/proceedings and the appellant
is notified, the appellant has knowledge of the death and there is a duty on
the part of the appellant to take steps to bring the legal representative of
the deceased on record, in place of the deceased. The need for diligence
commences from the date of such knowledge. If the appellant pleads ignorance
even after the court notifies him about the death of the respondent that may be
an indication of negligence or want of diligence.
18. The third
circumstance is whether there is any material to contradict the claim of the
appellant, if he categorically states that he was unaware of the death of
the respondent. In the absence of any material, the court would accept his
claim that he was not aware of the death.
19. Thus it can safely
be concluded that if the following three conditions exist, the courts will
usually condone the delay, and set aside the abatement (even though the period
of delay is considerable and a valuable right might have accrued to the
opposite party—LRs of the deceased—on account of the abatement):
(i) The respondent had
died during the period when the appeal had been pending without any hearing
dates being fixed;
(ii) Neither the
counsel for the deceased respondent nor the legal representatives of the
deceased respondent had reported the death of the respondent to the court and
the court has not given notice of such death to the appellant;
(iii) The appellant
avers that he was unaware of the death of the respondent and there is no
material to doubt or contradict his claim.
(emphasis
supplied)
10.
Having the benefit of the aforesaid pertinent guiding principles, we also
consider it prudent to dwell on another matter of some importance which quite
frequently this Court is called upon to consider. It is the appropriate
sequence in which remedies available to have an order for setting aside
abatement of a suit should be pursued. This discussion is necessitated in view
of the facts in C.A. No.13408 of 2024 revealing that the appellants had applied
for substitution and an application for condonation of delay in filing the
former application was filed, without there being an application for setting
aside the abatement.
11.
Rule 1 of Order XXII, CPC provides that when a party to a suit passes
away, the suit will not abate if the right to sue survives. In instances where
the right to sue does survive, the procedure for bringing on record the legal
representative(s) of the plaintiff/appellant and the defendant/respondent are
provided in Rules 3 and 4, respectively, of Order XXII. The suit/appeal
automatically abates when an application to substitute the legal representative(s)
of the deceased party is not filed within the prescribed limitation period
of 90 days from the date of death, as stipulated by Article 120 of
the Limitation Act, 1963. It could well be so that death of a
defendant/respondent is not made known to the plaintiff/appellant within 90
days, being the period of limitation. Does it mean that the suit or appeal will
not abate? The answer in view of the scheme of Order XXII cannot be in the
negative. In the event the plaintiff/appellant derives knowledge of death
immediately after the suit/appeal has abated, the remedy available is to file
an application seeking setting aside of the abatement, the limitation wherefor
is stipulated in Article 121 and which allows a period of 60 days.
Therefore, between the 91st and the 150th day after the death, one has to file
an application for setting aside the abatement. On the 151 st day, this remedy
becomes time-barred; consequently, any application seeking to set aside the
abatement must then be accompanied by a request contained in an application for
condonation of delay under Section 5 of the Limitation Act in filing
the application for setting aside the abatement. Thus, the total time-frame for
filing an application for substitution and for setting aside abatement, as
outlined in Articles 120 and 121 of the Limitation
Act, is 150 (90 + 60) days. The question of condonation of delay, through an
application under Section 5 of the Limitation Act, arises only after
this period and not on the 91st day when the suit/appeal abates. From our
limited experience on the bench of this Court, we have found it somewhat of a
frequent occurrence that after abatement of the suit and after the 150th day of
death, an application is filed for condonation of delay in filing the
application for substitution but not an application seeking condonation of
delay in filing the application for setting aside the abatement. The proper
sequence to be followed, therefore, is an application for substitution within
90 days of death and if not filed, to file an application for setting aside the
abatement within 60 days and if that too is not filed, to file the requisite
applications for substitution and setting aside the abatement with an
accompanying application for condonation of delay in filing the latter application,
i.e., the application for setting aside the abatement. Once the court is
satisfied that sufficient cause prevented the plaintiff/appellant from applying
for setting aside the abatement within the period of limitation and orders
accordingly, comes the question of setting the abatement. That happens as a
matter of course and following the order for substitution of the deceased
defendant/respondent, the suit/appeal regains its earlier position and would
proceed for a trial/hearing on merits. Be that as it may.
12.
We proceed with C.A. No.13407 of 2024 first.
13.
Having regard to the facts noticed above, this appeal would require us to
decide whether the heirs of Om Prakash were required to file a separate
application for substitution when, admittedly, an application for substitution
(Civil Misc. Substitution Application No. 211 of 1997) had previously been
filed by the heirs of Satish Chandra. If the answer is in the negative, the
impugned orders and also the order dated 2nd January 2007 (vide which the
second appeal was dismissed as abated) will have to be set aside, since
dismissal of a second appeal as abated despite pendency of a valid substitution
application would be bad in law.
14. Order
XXII of the Code of Civil Procedure[CPC]
is titled DEATH, MARRIAGE AND INSOLVENCY OF PARTIES. Rule 4 thereof lays down
the procedure in case of death of one of several defendants or of sole
defendant. It is clear on perusal of such rule that it does not expressly
provide who between the parties to a civil suit is to present an application
for substitution.
15. In Union
of India v. Ram Charan[AIR 1964 SC
215] , this Court held:
“10. It is not
necessary to consider whether the High Court applied its earlier Full Bench
decision correctly or not when we are to decide the main question urged in this
appeal and that being the first contention. Rules 3 and 4 of Order 22
CPC lay down respectively the procedure to be followed in case of death of
one of several plaintiffs when the right to sue does not survive to the
surviving plaintiffs alone or that of the sole plaintiff when the right to sue
survives or of the death of one several defendants or of sole defendant in
similar circumstances. The procedure requires an application for the making of
the legal representatives of the deceased plaintiff or defendant a party to the
suit. It does not say who is to present the application. Ordinarily it would be
the plaintiff as by the abatement of the suit the defendant stand to gain.
However, an application is necessary to be made for the purpose. If no such
application is made within the time allowed by law, the suit abates so far as
the deceased plaintiff is concerned or as against the deceased defendant. The
effect of such an abatement on the suit of the surviving plaintiffs or the suit
against the surviving defendants depends on other considerations as held by
this Court in State of Punjab v. Nathu Ram [AIR 1962 SCR 89] and
Jhandha Singh v. Gurmukh Singh [CA No. 344 of 1956 decided on April 10, 1962].
Anyway, that question does not arise in this case as the sole respondent had
died.”
(emphasis
supplied)
16.
The law, laid down in Ram Charan (supra), is clear. There seems to be
no legal requirement that on the death of a defendant, an application for
substitution in all cases has to be made by the plaintiff only and that, any
application, made by the heir(s)/legal representative(s) of the deceased
defendant seeking an order to allow him/them step into the shoes of the
deceased defendant and to contest the suit, cannot be considered. Once an
application has been made by either party and the court has been informed about
the death of a party and who the heir(s)/legal representative(s) he has left
behind, the only thing that remains for the court is to pass an order
substituting the heir(s)/legal representative(s). Such being the case, we have
no doubt in holding that the application moved by the heirs of Satish Chandra
(Civil Misc. Substitution Application No. 211 of 1997), whereby the court was
informed by them of his death and the heirs that he had left behind, amounted
to an application for substitution which was legally permissible and valid and
deserved consideration.
17.
According to Mr. Basant, the application filed by the heirs of Satish Chandra
was an application intimating the death of Satish Chandra under Order XXII Rule
10-A, CPC and it was not an application under Rule 4 thereof; thus,
there being no valid and proper application for substitution, the appeal was
rightly held to have abated.
18.
We find no force in the argument advanced by Mr. Basant. The application filed
by the heirs of Satish Chandra was registered as a substitution application and
the prayer was also for deletion of the name of Satish Chandra and substitution
of his three sons in his place. In view thereof and having regard to the
law laid down in Ram Charan (supra), we hold that an application
having been filed by the heirs of Satish Chandra, the heirs of Om Prakash
were not legally obliged to apply separately for substitution.
19.
In our opinion, the law not having expressly mandated that an application for
substitution has to be filed by the plaintiff/appellant upon receiving intimation
of death, requiring a formal application from the plaintiff only will serve no
tangible purpose. A justice-oriented approach has to be followed in
interpreting the provisions of the CPC is the well settled law.
Reference may usefully be made to the decision in Chinnammal v. P.
Arumugham [(1990) 1 SCC 513],
where it was held:
“17. It is well to
remember that the Code of Civil Procedure is a body of procedural law
designed to facilitate justice and it should not be treated as an enactment
providing for punishments and penalties. The laws of procedure should be so
construed as to render justice wherever reasonably possible. It is in our
opinion, not unreasonable to demand restitution from a person who has purchased
the property in court auction being aware of the pending appeal against the
decree.”
(emphasis
supplied)
20.
The High Court having been duly informed of the death of Satish Chandra, and
substitution having been prayed by the heirs of the deceased, it ought to have
proceeded to consider such application and pass an order bringing the heirs of
the deceased respondent on record. This, the High Court omitted to order,
perhaps, due to inadvertence whereby pendency of the application for
substitution filed by the heirs of Satish Chandra escaped its notice.
21.
Therefore, the order dated 2nd January 2007 vide which the second appeal was
dismissed as having abated cannot sustain and will have to be set aside. The
said order, though not under challenge before this Court, there is no bar for
this Court to erase defective orders by setting them aside, even in the absence
of any challenge thereto. In A. Subash Babu v. State of A.P. [(2011) 7 SCC 616], this Court
discussed its powers to make any order to cure a manifest illegality and to
avoid travesty of justice even in the absence of any challenge to such order,
and proceeded to express as follows:
“58. There may be
several reasons due to which the State might not have challenged that part of
the judgment of the learned Single Judge quashing the complaint filed by
Respondent 2 under Section 498-A of the Penal Code. So also because of several
reasons such as want of funds, distance, non- availability of legal advice,
etc. the original complainant might not have approached this Court to challenge
that part of the judgment of the learned Single Judge which is quite contrary
to the law declared by this Court. However, this Court while entertaining an
appeal by grant of special leave has the power to mould relief in favour of the
respondents notwithstanding the fact that no appeal is filed by any of the
respondents challenging that part of the order which is against them. To notice
an obvious error of law committed by the High Court and thereafter not to do
anything in the matter would be travesty of justice.
59. This Court while
disposing of an appeal arising out of grant of special leave can make any order
which justice demands and someone who has obtained an illegal order would not
be justified in contending before this Court that in the absence of any appeal
against an illegal order passed by the High Court the relief should not be
appropriately moulded by the Court or that the finding recorded should not be
upset by this Court.
x x x
66. Further, the
powers under Article 136 can be exercised by the Supreme Court, in
favour of a party even suo motu when the Court is satisfied that compelling
grounds for its exercise exist. Where there is manifest injustice, a duty is
enjoined upon this Court to exercise its suo motu power by setting right the
illegality in the judgment of the High Court as it is well settled that
illegality should not be allowed to be perpetuated and failure by this Court to
interfere with the same would amount to allow illegality to be perpetuated.
67. When an apparent
irregularity is found by this Court in the order passed by the High Court, the
Supreme Court cannot ignore substantive rights of a litigant while dealing with
the cause pending before it. There is no reason why the relief cannot be and
should not be appropriately moulded while disposing of an appeal arising by
grant of special leave under Article 136 of the Constitution.”
(emphasis
supplied)
22.
There is another equally important aspect, which merits our attention. The
second appeal was restored by the High Court vide order dated 25th May, 2018.
This order, restoring the second appeal, was recalled vide order dated 11th
January 2019. The reason given was that, in the absence of an application
praying for setting aside the abatement, the second appeal could not have been
ordered to be restored.
23.
We find it difficult to agree with such reasoning. When an application praying
for substitution had been made, then, even assuming that it does not have an
explicit prayer for setting aside the abatement, such prayer could be read as
inherent in the prayer for substitution in the interest of justice. We draw
inspiration for such a conclusion, having read the decision in Mithailal
Dalsangar Singh v. Annabai Devram Kini[(2003)
10 SCC 691]. This Court reiterated the need for a justice-oriented approach
in such matters. Inter alia, it was held that prayer to bring on record
heir(s)/legal representative(s) can also be construed as a prayer for setting
aside the abatement. The relevant passage reads as under:
“8. Inasmuch as the
abatement results in denial of hearing on the merits of the case, the provision
of abatement has to be construed strictly. On the other hand, the prayer for
setting aside an abatement and the dismissal consequent upon an abatement, have
to be considered liberally. A simple prayer for bringing the legal
representatives on record without specifically praying for setting aside of an
abatement may in substance be construed as a prayer for setting aside the
abatement. So also a prayer for setting aside abatement as regards one of the
plaintiffs can be construed as a prayer for setting aside the abatement of the
suit in its entirety. Abatement of suit for failure to move an application for
bringing the legal representatives on record within the prescribed period of
limitation is automatic and a specific order dismissing the suit as abated is
not called for. Once the suit has abated as a matter of law, though there
may not have been passed on record a specific order dismissing the suit as
abated, yet the legal representatives proposing to be brought on record or any
other applicant proposing to bring the legal representatives of the deceased
party on record would seek the setting aside of an abatement. A prayer for
bringing the legal representatives on record, if allowed, would have the effect
of setting aside the abatement as the relief of setting aside abatement though
not asked for in so many words is in effect being actually asked for and is
necessarily implied. Too technical or pedantic an approach in such cases is not
called for.
9. The courts have to
adopt a justice-oriented approach dictated by the uppermost consideration that
ordinarily a litigant ought not to be denied an opportunity of having a lis
determined on merits unless he has, by gross negligence, deliberate inaction or
something akin to misconduct, disentitled himself from seeking the indulgence
of the court. The opinion of the trial Judge allowing a prayer for setting
aside abatement and his finding on the question of availability of ‘sufficient
cause’ within the meaning of sub-rule (2) of Rule 9 of Order 22 and
of Section 5 of the Limitation Act, 1963 deserves to be given weight,
and once arrived at would not normally be interfered with by superior
jurisdiction.
10. In the present
case, … such an approach adopted by the Division Bench verges on too fine a
technicality and results in injustice being done. There was no order in writing
passed by the court dismissing the entire suit as having abated. The suit has
been treated by the Division Bench to have abated in its entirety by operation
of law. For a period of ninety days from the date of death of any party the
suit remains in a state of suspended animation. And then it abates. The converse
would also logically follow. Once the prayer made by the legal representatives
of the deceased plaintiff for setting aside the abatement as regards the
deceased plaintiff was allowed, and the legal representatives of the deceased
plaintiff came on record, the constitution of the suit was rendered good; it
revived and the abatement of the suit would be deemed to have been set aside in
its entirety even though there was no specific prayer made and no specific
order of the court passed in that behalf.”
(emphasis
supplied)
24.
Hence, the impugned orders as well as the order dismissing the second appeal as
abated, under challenge in the first of the two appeals, is bad in law; the
same deserve to be set aside.
25.
Turning to the second of the two appeals, the facts are a little distinct.
26.
The order of the High Court dated 27th February, 2019 records as follows:
“... this application
was served on counsel for appellants on 12.11.1992, therefore, it cannot be
said that appellants were not aware of death of sole plaintiff-respondent
and this fact also came to their notice that aforesaid application was filed in
this court. Appellant 1 was also alive on that date, as admittedly he died in
2001, but no substitution application was filed, therefore, appeal stood abated
in 1992 itself. When no attempt was made by appellant 1 himself for
substitution and setting aside the abatement, now appellants 2, 3 and 3 (sic,
4) cannot be allowed to take advantage subsequently. More so, mother of
appellants 2, 3 and 4 who represented appellants in filing appeal, was also
aware of pendency of the case and it is not the case of appellants that she
never told them about pendency of the case.”
27.
In this context, it is fruitful to refer to Order XXII Rule 10-A, CPC. The
same is reproduced below for convenience:
“Wherever a pleader
appearing for a party to the suit comes to know of the death of that party, he
shall inform the Court about it, and the Court shall there upon give notice of
such death to the other party, and, for this purpose, the contract between the
pleader and the deceased party shall be deemed to subsist.”
28.
Rule 10-A was not originally contained in CPC, but was inserted
in the CPC in the year 1976 for a noble purpose which has been
acknowledged by this Court in multiple decisions. The first of such decisions,
perhaps, is Gangadhar v. Raj Kumar[(1984) 1 SCC 121] where this Court
held:
“3. … Rule 10-A which
has been added in Order XXII of the Code of Civil Procedure by
the Amending Act of 1976 provides that when a pleader appearing for a
party to the suit comes to know of the death of the party, he shall inform the court
about it and the court thereafter shall issue notice to the other party. In the
case of an appeal, the word ‘suit’ has to be read as ‘appeal’. This provision
was introduced specifically to mitigate the hardship arising from the fact that
the party to an appeal may not come to know about the death of the other party
during the pendency of the appeal but when it is awaiting its turn for being
heard. The appeal lies dormant for years on end and one cannot expect the other
party to be a watch-dog for day-to-day survival of the other party. When the
appeal on being notified for hearing is activated, knowledge occasionally dawns
that one or the other party has not only died, but the time for substitution
has run out and the appeal has abated. In order to see that administration of
justice is not thwarted by such technical procedural lapse, this very
innovative provision has been introduced, whereby, a duty is cast upon the
learned advocate appearing for the party who comes to know about the death of
the party to intimate to the court about the death of the party represented by
the learned counsel and for this purpose a deeming fiction is introduced
that the contract between dead client and lawyer subsists to the limited
extent after the death of the client.
(emphasis
supplied)
29.
Rule 10-A casts a duty upon a pleader appearing for a party to the suit to
intimate the court about the death of such party. It further provides that once
the court is informed by the pleader of a party that he is no more, the court
“shall” notify the opposing party of the death. A straightforward
interpretation of this rule would suggest that the court's obligation to issue
notice to the other party is indeed mandatory. Nonetheless, this obligation may
not arise in all circumstances. One notable exception could be when the
information regarding the party's death is conveyed to the court in the
presence of the opposing party's pleader or is documented by the court in the
order sheet. In such cases, if the pleader of the concerned party (and consequently
the party itself) has already been notified, issuing a further notice from the
court would not serve any substantial purpose other than being an exercise by
way of abundant caution. Therefore, in the aforementioned scenario, the absence
of a notice from the court would not imply a failure to comply with Rule 10A,
suggesting that it is not “always mandatory”.
30.
Had the circumstance outlined above applied to the present appeal, we would
have likely concluded that Rule 10-A has been substantially complied with.
However, the facts in this instant case are not particularly clear-cut. As
previously noted, in the affidavit submitted alongside an application by Anil
Kumar which primarily was not intended to inform the court of Rooprani's death,
it was stated that he is “one of the sons of deceased Rooprani”. The
inclusion of such pertinent information within an inconspicuous section of an
application meant for a different purpose without the date of death does not,
in our considered view, constitute sufficient compliance with Rule 10-A either
by the pleader of the deceased or amount to due notice to Om Prakash by the
court (without such death being recorded in any order passed subsequently in
the presence of counsel for Om Prakash). To rule otherwise would undermine the
intention of Rule 10-A, which mandates the clear communication of information
relating to death of a party which, obviously, would mean not only the factum
of death being conveyed but also the date of death since limitation to apply under Article
120 of the Limitation Act, 1963 for substitution begins to run
from the date of death. It is implicit that this information must be conveyed
in a straightforward and unambiguous manner to enable the plaintiff or the
appellant, as the case may be, to take steps and apply for substitution. No
advantage should be allowed to be derived if such death is, by clever drafting,
sought to be disclosed in an obscure corner of an application seeking to bring
to the notice of the court an alleged subsequent development resulting in
violation of a court’s order.
31.
Having held that the manner of conveying information of the death of Rooprani
was not wholly in accordance with Rule 10-A, information through the
application of Anil Kumar cannot operate adversely against Om Prakash. Had Om
Prakash been noticed by the High Court in due compliance with Rule 10-A, yet,
did not file an application for substitution, he would be estopped from
pleading ignorance and we would have been inclined to hold otherwise. This not being
the case, the abatement of the second appeal ought to be set aside.
32.
Although no application praying for setting aside of abatement was ever made by
the appellants before the High Court, but as held
in Mithailal (supra), prayer for setting aside of abatement can be
read in a prayer for substitution. Accordingly, the abatement of the second
appeal can and ought to be set aside for ends of justice.
CONCLUSION
33.
For the foregoing reasons, the appeals merit success.
34.
While allowing Civil Appeal No. 13407 of 2024, the application for
substitution37 filed by the heirs of Satish Chandra is ordered to succeed. We
set aside the order dismissing the second appeal38 as abated. The said appeal
is restored to its original file and number. Cause-title of the said appeal
shall be amended to record the death of Satish Chandra and his heirs - Anil
Kumar, Vimal Kumar and Manoj Kumar - shall be brought on record as substituted
respondents.
35.
Insofar as Civil Appeal No. 13408 of 2024 is concerned, the impugned orders
stand set aside. The abatement of the second appeal is also set aside.
Resultantly, the prayer for substitution stands granted. Cause- title of the
said appeal shall be amended to record the death of Rooprani and her heirs –
Anil Kumar, Vimal Kumar and Manoj Kumar - shall be Civil Miscellaneous
Substitution Application No. 211 of 1997 brought on record as substituted
respondents in the second appeal.
Consequently,
Civil Appeal No. 13408 of 2024 is allowed.
36.
Having regard to the long lapse of time ever since the second appeals were
presented before the High Court, that the original parties are now dead and
that the suits were for specific performance of contracts for sale, we request
the roster bench of the High Court to consider the second appeals on priority
and decide the same, subject to its convenience, preferably within 6 (six)
months from date.
37.
There shall be no order for costs.
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